Compliance Analyst

2 days ago

Singapore Balyasny Asset Management Full time

The Job Details are as follows:
ROLE OVERVIEW

In the role of Compliance Analyst in the Singapore Office, the employee will be responsible for the following:

- Assist in monitoring regulatory developments and updating compliance manuals, policies and procedures as required
- Maintain internal controls in order to detect violations of company’s policies and procedures
- Monitor and review employee requests under the Firm’s Code of Ethics (Personal Trading, Private Placements, Outside Business Activities, etc.)
- Liaise with new hires to ensure that all Compliance onboarding requirements are completed in a timely manner
- Ensure that all Code of Ethics and other related certifications are completed in a timely manner
- Assist in reviewing and approving Expert Network requests from the Investment teams
- Handing ad hoc projects for the Compliance team as they arise
- Provide ongoing support to the rest of the Compliance team

QUALIFICATIONS & REQUIREMENTS:
In order to effectively represent the Company and communicate with clients, the employee must be someone who has:

- Good knowledge of the Securities and Futures Act and subsidiary legislation
- Experience submitting and completing regulatory filings
- Knowledge of other relevant regulations applicable to Fund Managers in Singapore and the broader Asia region would be strongly preferred
- Experience handling Code of Ethics and Personal Trading requests
- Ability to manage multiple tasks in a fast-paced environment
- Highly detail oriented and possess strong organizational skills
- Team player who is able to collaborate across departments
- Strong work ethic and ability to prioritize projects
- Ability to work on tasks independently and escalate issues as they arise

EDUCATION, TRAINING & EXPERIENCE:

- 1-3 years of Compliance experience

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