Regulatory Compliance, Senior Manager

6 hours ago

Singapore CAMBRIDGE ADVISERS PTE. LTD. Full time

Company Overview: Cambridge Advisers is a leading regulatory compliance advisory firm headquartered in Singapore, with operations in Malaysia and China. We specialize in providing regulatory compliance, fund administration, and corporate services to financial institutions and multinational corporations. Our team is committed to assisting clients in navigating complex regulatory frameworks and ensuring compliance with evolving financial regulations.Job Overview: We are seeking a Regulatory Compliance, Senior Manager to support our clients in meeting their regulatory obligations. The ideal candidate will have a strong background in compliance, regulatory reporting, and risk management, particularly in relation to MAS-regulated financial institutions and capital market intermediaries.Key Responsibilities: Manage a portfolio of clients, ensuring compliance with MAS regulations and other relevant regulatory frameworks. Develop, implement, and maintain compliance policies, procedures, and frameworks for clients. Conduct compliance monitoring and internal audits to assess adherence to regulatory requirements. Prepare and review regulatory reports and filings, including MAS returns. Provide advisory services on regulatory developments and their impact on financial institutions. Support clients in licensing applications, regulatory submissions, and interactions with regulatory authorities. Assist in the review of customer due diligence (CDD) processes, anti-money laundering (AML) compliance, and risk assessments. Conduct compliance training sessions for clients to enhance awareness of regulatory requirements. Monitor and interpret changes in regulatory guidelines, ensuring timely implementation of necessary compliance adjustments. Required Qualifications & Skills: Minimum of 8 years' experience in a financial services regulatory compliance role or with the MAS. Experiences relating to the fund management industry will be preferred Strong knowledge of MAS regulations, including the Securities and Futures Act, Financial Advisers Act, and applicable MAS Notices and Guidelines. Familiarity with AML/CFT regulations and customer due diligence processes. Experience in preparing regulatory reports and liaising with financial regulators. Ability to work independently and manage multiple client portfolios effectively. Strong analytical, problem-solving, and communication skills. Bachelor's degree in Finance, Banking, Business, Law, or a related field. Professional certifications such as ICA, ACAMS, or equivalent will be an advantage. Proficiency in English is required Why Join Us? Be part of a growing and dynamic regulatory advisory firm. Gain exposure to a diverse portfolio of financial institutions and multinational corporations. Opportunity to work alongside industry experts in compliance and risk management. Competitive remuneration and career progression opportunities. If you are a detail-oriented and proactive compliance professional looking to advance your career in regulatory advisory, we encourage you to apply and join our team at Cambridge Advisers.

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