Manager - Regulatory Compliance, Asia

5 days ago

Singapore StoneX Group Full time

Overview:
**Job purpose**

In order to support this exciting growth in the business, the Compliance department of the Singapore office is seeking to hire suitably qualified persons to fill the role to support the ongoing management of the Compliance Framework to be based in Singapore.

**Responsibilities**:
**General Duties**
- Compliance support for multi-product and business line coverage from listed derivatives, OTC derivatives, Leveraged FX, Precious Metals, Securities and Payments Services.
- Coordinate the implementation of compliance controls in line with approved polices of the firm.
- Responsibility for all licensing, regulatory submissions, and reporting for the firm.
- Ongoing engagement with queries from front-office Desk Heads and back-office Control Functions in relation to understanding and managing the residual regulatory risks.
- Collection of data and information for the purposes of responding to ongoing Regulator queries.
- Prepare reports for senior stakeholder with timely and actionable information concerning the health of the compliance programs.
- Respond to queries from ongoing compliance monitoring reviews and internal audit and regulatory inspections.
- Responsible for statistics generation and reports for regulatory and internal reporting.
- Reviewing clear compliance requirements and work with tech and product teams to improve efficiency and effectiveness.
- Contribute to and maintain the policies, procedures and risk assessments to support the overall Compliance Framework.
- Promote culture of compliance, proactively engaging peers and stakeholders across business, operations and technology teams to educate on compliance concerns.

Qualifications:
**Qualification and Skills**

**Qualifications**
- Tertiary-related qualifications with professional compliance qualifications preferred
- Competency in spoken and written English.
- Working knowledge of Microsoft Outlook/Word/Excel Skills

**Skills**
- Ability to work independently.
- Keen attention to detail.
- Willingness to work under tight deadlines.
- Good work ethic with a desire to develop a career in compliance.
- Strong communication skills that exhibits a conducive engagement with stakeholders of the firm.
- Willingness to learn and update skills and knowledge with latest regulatory developments.
- Experience in managing and motivating a team to excel in performance
- Broad understanding of regulatory compliance expectations specifically FATF, Wolfsburg, FSB, IOSCO, and other regulatory bodies.
- Familiarity with full compliance controls framework, methodologies, and processes.

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