Associate - Regulatory Advisory Compliance
3 days ago
Description Associate - Regulatory Advisory Compliance A reputable and established financial institution is hiring an Associate, Regulatory Advisory Compliance in Singapore. Working with experienced and passionate Manager and colleagues, this is an excellent opportunity for someone who is early in the Compliance career. NO WORK VISA SPONSORSHIP IS PROVIDED 2 days ago Be among the first 25 applicants Direct message the job poster from Charterhouse Partnership | Asia Main responsibilities Provide sound compliance advice on business initiatives and strategies, including ad hoc requests from the business, and regulatory reports/inquiries (e.g. on new investment proposals, trading of new products and deal transactions) Continuous and regular tracking and review of global/regional regulatory developments and changes through, e.g. legal bulletins, alerts from custodians, news relating to global laws, regulations and exchange rules Monitor and analyze impact of new regulatory developments for the organisation's investment activities. This includes review and analysis of notifications received by brokers, custodians and/or external law firms; and disseminating relevant information to stakeholders on a timely basis Roll out regulatory rules by working and coordinating closely with responsible departments to advise on and support the implementation of the required policies and controls Assess applicability of regulatory licensing requirements in overseas countries where the organisation conducts business as a fund manager Main requirements Good 3-4 years of relevant compliance experience in an investment
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Associate - Regulatory Advisory Compliance
3 days ago
Singapore Charterhouse Partnership | Asia Full timeAssociate - Regulatory Advisory Compliance A reputable and established financial institution is hiring an Associate, Regulatory Advisory Compliance in Singapore. Working with experienced and passionate Manager and colleagues, this is an excellent opportunity for someone who is early in the Compliance career. NO WORK VISA SPONSORSHIP IS PROVIDED!2 days ago Be...
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Associate, Regulatory Advisory Compliance
2 weeks ago
Singapore GIC Private Limited Full timeAssociate, Regulatory Advisory Compliance Location: Singapore, SG Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you...
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Associate, Regulatory Advisory Compliance
6 days ago
Singapore GIC Group Full time**Location**:Singapore, SG **Job Function**:Legal & Compliance Department **Job Type**:Permanent **Req ID**:16785 GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to...
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Singapore GIC Investment Full timeLocation: Singapore, SG Job Function: Legal & Compliance **Job Type**: Permanent Req ID: 14285 **Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal and regulatory compliance risks, and partners with the business to ensure that legal and regulatory issues and risks are identified, assessed and dealt with in a...
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Associate, Regulatory Compliance
1 week ago
Singapore IQ-EQ Full time $80,000 - $120,000 per yearCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or...
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Vp, Regulatory Advisory Compliance
4 days ago
Singapore GIC Investment Full timeLocation: Singapore, SG- Job Function: Legal & Compliance Department- Job Type: Permanent- Req ID: 15316GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...
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Singapore State Street Full timeWho we are looking for This role reports to the Head of South East Asia Compliance and is based in Singapore covering Singapore, Malaysia, Brunei and Thailand. The main goal of the role is to provide Business Unit Regulatory Compliance Advisory support to the businesses in South East Asia as well as supporting our internal Compliance program in meeting...
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Regulatory Compliance Specialist
1 week ago
Singapore Trust Bank Full time $80,000 - $120,000 per yearAs a Regulatory Compliance Specialist, you'd be able to work on and solve many interesting challenges which we are facing, learn new ways of working, and help build delightful innovative products and journeys for our customers. Job Description You will be responsible for supporting the Chief Compliance Officer, in managing Regulatory Compliance (RC) and...
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Avp/vp, Group Regulatory Compliance
4 days ago
Singapore OCBC Bank Full time**AVP/VP, Group Regulatory Compliance (CFS Advisory)** **-** **(**2500001G**)** **Why Join** Join the longest established bank in Singapore as a Group Regulatory Compliance advisory officer and contribute to maintaining the highest standards of regulatory compliance. As part of the Group Regulatory Compliance Team, you'll be advising on regulatory matters...
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Compliance Manager, Regulatory Advisory
6 hours ago
Singapore Bank of Singapore Full time**Compliance Manager, Regulatory Advisory (AVP)** **-** **(**240001H3**)** **Description** **Primary Responsibility*** **MAIN DUTIES** - Take a consultative approach in providing timely and quality advice to business, risk and infrastructure units on compliance, regulatory and policy matters. - Formulate and timely update Compliance head office policies...