Regulatory Compliance Specialist

2 hours ago

Singapore Trust Bank Full time $80,000 - $120,000 per year

As a Regulatory Compliance Specialist, you'd be able to work on and solve many interesting challenges which we are facing, learn new ways of working, and help build delightful innovative products and journeys for our customers.

Job Description

You will be responsible for supporting the Chief Compliance Officer, in managing Regulatory Compliance (RC) and Conduct risks, aligning to the Enterprise Risk Management Framework. You will be responsible for the implementation of RC and Conduct frameworks, policies and procedures for the Bank.

The Role Responsibility:

  • Provide advice and training on regulatory requirements, with a focus on the Securities and Futures Act, the Financial Advisers Act and associated regulations and guidelines, policies and standards of fair dealing and professional conduct.
  • Support the design and end-to-end implementation of appropriate RC and Conduct frameworks, policies and procedures for identifying, assessing, managing, monitoring, mitigating and reporting RC and Conduct risks, including data conduct, for digital-led retail wealth management and bancassurance in Singapore, and ensure effective management of issues and risks in collaboration with relevant stakeholders, and compliance with applicable regulations, policies and procedures.
  • Perform second line of defence role for managing RC and Conduct risks, facilitate the whistleblowing process, and escalate issues, as appropriate.
  • Keep abreast of regulatory developments, manage regulatory consultations and support regulatory change implementation.

Role Specific Technical Competencies:

Skill

Target proficiency level

Singapore regulatory compliance advisory

Advanced

Conduct risk management

Advanced

Data management compliance advisory

Core

Our Ideal Candidate:

  • 7 years of financial sector experience, with at least 5 years in RC second line of defence roles.
  • Possess advanced level of proficiency in compliance advisory on regulations, policies and standards, as well as core level of proficiency in data conduct.
  • Able to solve problems under pressure, innovate and achieve results sustainably.
  • Possess strong stakeholder management skills; able to collaborate and communicate effectively.

Good to have (Optional):

  • Regulatory/ regulatory liaison experience.
  • Relevant ICA certification.

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