Compliance Specialist, Regulatory Compliance

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

Regulatory Compliance Specialist – NETS This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. The incumbent will act as the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization's goals....

Trust is the first of a new breed of banks in Singapore - digitally native and focused on delivering a delightful customer experience. You will work in a fast-paced and collaborative environment to solve new and interesting challenges each day. Together with our Trust team, you will help shape the future of our bank and be able to work on and solve many...

Bank of Singapore opens doors to new opportunities.At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

S- Posted by - Sophia Lin- Recruiter Our client, a well - established digital bank based in Singapore is looking to expand their business within the Asia Pacific region. The company is looking for a VP Regulatory Compliance specialist to join them to join them. This role is pivotal in ensuring the integrity of the company’s operations and establishing...

Proactively manage FPSO and Project regulatory requirement stemming from regulatory authorities, Flag State, Class, etc from Bidding, Project Execution phases until handing over to Operations Department. - Lead and manage acquisitions of required approvals, certificates, permits, licenses, notifications, and consents to deliver regulatory-compliant FPSO and...

Danos Group SingaporePosted 3 hours ago In-Office Permanent S$5k - S$7k - T- Posted by - Tushita Kumar- RecruiterFollow - Our client is an established MAS-licensed derivatives Exchange in Singapore, looking for a proficient Legal & Compliance Specialist **Responsibilities**: - Draft, review, and negotiate legal documentation while liaising with business...

Job DescriptionAs part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:Regulatory Liaison and Stakeholder ManagementAssist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)Manage both internal and external...