Compliance and Business Strategy Professional

2 weeks ago


Singapore beBeeCompliance Full time $1,500,000 - $2,000,000

Job Title: Compliance and Business Strategy Officer

  • Roles & Responsibilities
  • The Compliance and Business Strategy Officer plays a critical role in ensuring that business activities align with internal policies and external regulations, thereby enabling responsible and sustainable growth.
  • This role requires effective collaboration between front-line business units and the Compliance function to ensure seamless operation of the 1.5 Line of Defence.
  • Key responsibilities include:
    • Coordinating with business units and the Compliance team to apply relevant laws and regulations.
    • Identifying and closing regulatory gaps related to new business initiatives or regulatory changes through partnerships with the 1st Line and policy updates.
    • Providing compliance advisory support to business teams and strengthening governance frameworks.
    • Developing and implementing quality assurance reviews to ensure ongoing regulatory alignment.
    • Leading risk-based reviews in key areas like KYC/AML, due diligence, FATCA/CRS, and overseeing corrective actions.
    • Supporting periodic compliance risk assessments across the business.
    • Coordinating and tracking compliance training programs in collaboration with subject matter experts and reporting progress to Compliance.
    • Monitoring, escalating, and supporting investigation of compliance issues or breaches, including root cause analysis and reporting.
    • Maintaining key registers based on 1st Line inputs.


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