Compliance Director for Singapore Office

3 weeks ago


Singapore Qontel Search Pte Ltd Full time

About Qontel Search Pte Ltd


We are a progressive financial services player with opportunities for growth and development.



Job Summary

As VP Compliance, you will provide trusted regulatory advice on key areas including equity capital markets, underwriting, private placements, securities marketing and sales. You will also manage conflict of interest, monitor announcements, review circulars and offer documents, conduct compliance assurance reviews, handle due diligence, and ensure supervision structures align with our IBD operating procedures manual.



Key Responsibilities

  • Provide expert regulatory guidance on equity capital markets, underwriting, and private placements
  • Manage conflicts of interest and monitor key announcements
  • Review circulars and offer documents to ensure compliance
  • Conduct regular compliance assurance reviews
  • Handle due diligence and ensure effective supervision structures


Requirements

The ideal candidate has 4-8 years of experience in legal transactions, risk control, or compliance areas. A strong familiarity with relevant laws and regulations is essential. Excellent stakeholder management skills and the ability to manage multiple projects are required.



Desirable Skills and Qualifications

  • Strong knowledge of SGX-ST/DC/DT Rules, SFA, FAA, MAS Regulations, the Companies Act, and the Code of Corporate Governance
  • Familiarity with Mandarin language to facilitate communication with Chinese stakeholders


Benefits

This role offers valuable exposure and mentorship under an experienced Compliance leader based in our Singapore office. The salary range for this position is $120,000 - $180,000 per annum.



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