Compliance Director
1 day ago
**Job Overview:**
Ambition Group Singapore PTE. LTD. is seeking an experienced Compliance Director to join their team in Singapore.
**Estimated Salary:** SGD 120,000 - SGD 180,000 per annum, depending on experience.
**Key Responsibilities:**
- Oversee the firm's information barrier policy and ensure compliance with operating procedures and guidelines.
- Provide regulatory and compliance policy guidance across various teams, focusing on areas such as underwriting, private placements, marketing, selling securities, and managing internal controls and information barriers.
- Work closely with external lawyers, regulators, and financial advisers on compliance matters, review regulatory documents, manage regulatory submissions, and conduct compliance assessments.
**Requirements:**
- Bachelor's Degree in Law/Accounting/Business/Economics/Finance.
- Minimum 4 years of relevant experience.
- Good understanding of SGX, MAS and SFA.
**About the Company:
Ambition Group Singapore PTE. LTD. is a leading brokerage firm in Singapore. The company prides itself on its commitment to excellence and innovation in the financial industry.
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