Compliance Director

1 day ago


Singapore AMBITION GROUP SINGAPORE PTE. LTD. Full time

**Job Overview:**

Ambition Group Singapore PTE. LTD. is seeking an experienced Compliance Director to join their team in Singapore.

**Estimated Salary:** SGD 120,000 - SGD 180,000 per annum, depending on experience.

**Key Responsibilities:**

  • Oversee the firm's information barrier policy and ensure compliance with operating procedures and guidelines.
  • Provide regulatory and compliance policy guidance across various teams, focusing on areas such as underwriting, private placements, marketing, selling securities, and managing internal controls and information barriers.
  • Work closely with external lawyers, regulators, and financial advisers on compliance matters, review regulatory documents, manage regulatory submissions, and conduct compliance assessments.

**Requirements:**

  • Bachelor's Degree in Law/Accounting/Business/Economics/Finance.
  • Minimum 4 years of relevant experience.
  • Good understanding of SGX, MAS and SFA.

**About the Company:

Ambition Group Singapore PTE. LTD. is a leading brokerage firm in Singapore. The company prides itself on its commitment to excellence and innovation in the financial industry.



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