Director, compliance services

2 days ago


Singapore Aptitude Asia Limited Full time

About the job Director, Compliance ServicesOur client, a well-established Professional Services company, is looking to hire a Director to lead the Compliance Services team in Singapore.
Job Responsibilities:
Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
Manage compliance projects to ensure timely completion and adherence to requirements
Serve as the subject matter expert on regulations governing Singapore's financial institutions
Lead and develop a team to maintain service excellence and implement effective compliance programs
Job Requirements:
Minimum 10 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
Strong technical expertise in compliance, with a deep understanding of MAS regulations, especially the Securities and Futures Act
Proven track record of team management and driving continuous improvement in operations
Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
Excellent communication skills, a team-oriented mindset, and a proactive, meticulous approach to problem-solving#J-18808-Ljbffr



  • Singapore Aptitude Asia Limited Full time

    About the job Director, Compliance Services Our client, a well-established Professional Services company, is looking to hire a Director to lead the Compliance Services team in Singapore. Job Responsibilities: Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment...


  • Singapore Link Compliance Full time

    We are seeking a highly skilled Ecommerce Merchandising Director to join our team at Link Compliance. This is a unique opportunity to take on a leadership role and contribute to the growth and success of our business.Job OverviewThe Ecommerce Merchandising Director will be responsible for leading the development and execution of site merchandising...


  • Singapore InCorp Full time

    Job SummaryWe are seeking a skilled Compliance Relationship Director to join our team at InCorp. As a Compliance Relationship Director, you will be responsible for ensuring our portfolio of clients adhere to government regulations and ethical standards.Key Responsibilities:Act as a director of each client as instructed by the relevant service provider and...


  • Singapore THE SUPREME HR ADVISORY PTE. LTD. Full time

    Position: Compliance Assistance To Manager Industry: Family Office Environment Working Location: Suntec Tower, Singapore Working Day: 5 Days 9 AM – 6 PM Family Office Environment in managing fund, investment and charity's budget from a group of family's directors. Note: There is no progression in career. Summary: Handle highly sensitive and...


  • Singapore THE SUPREME HR ADVISORY PTE. LTD. Full time

    Position: Compliance Assistance To Manager Industry: Family Office Environment Working Location: Suntec Tower, Singapore Working Day: 5 Days 9 AM – 6 PM Family Office Environment in managing fund, investment and charity's budget from group of family's directors. Note: There is no progression in career. Summary: To perform this job successfully,...


  • Singapore THE SUPREME HR ADVISORY PTE. LTD. Full time

    Position: Compliance Assistance To Manager Industry: Family Office Environment Working Location: Suntec Tower, Singapore Working Day: 5 Days 9 AM – 6 PM Family Office Environment in managing fund, investment and charity's budget from group of family's directors. Note: There is no progression in career. Summary: To perform this job successfully,...


  • Singapore Link Compliance Full time

    Job SummaryThe Technical Sales Representative position at Link Compliance is a rewarding opportunity for a skilled professional to develop relationships with customers, grow accounts, and promote our products and services in the APAC region.About the RoleCultivate new sales prospects and customer opportunities to achieve sales growth by identifying and...


  • Singapore NLS TRANSPORT SERVICES PTE. LTD. Full time

    Roles & ResponsibilitiesAt NLS Transport Services PTE. LTD., we are seeking a Customer Service Director to work closely with our Operations Manager and lead our customer service team to ensure the highest possible level of service delivery.The ideal candidate will have strong leadership skills, excellent communication abilities, and a proven track record of...


  • Singapore Danos Group Full time

    Key ResponsibilitiesAs a Compliance Advisory Director at Danos Group, you will play a critical role in ensuring the firm's trading activities in Fixed Income, Commodities, and FX are in compliance with intricate regulations.Collaboration and CommunicationWork closely with management and business units to interpret complex regulations and provide timely...


  • Singapore Link Compliance Full time

    Job OverviewWe are seeking a highly skilled Field Service Engineer to join our team at Link Compliance. As a key member of our global field service team, you will provide technical support to our customers and channel partners.


  • Singapore Compliance Wise Full time

    Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...


  • Singapore Link Compliance Full time

    About Link ComplianceAt Link Compliance, we pride ourselves on delivering exceptional service to our customers and channel partners. Our field service team plays a vital role in ensuring the smooth operation of our equipment.Job OverviewWe are seeking an experienced Field Service Engineer Specialist to join our team. As a key member of our field service...


  • Singapore Compliance Wise Full time

    Job TitleRegional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...


  • Singapore CSCGFM Corporate Services Full time

    About the job Job Description Title: Compliance Manager for CSC Global Capital Markets Location: Singapore Working Hours: Mon to Fri - 40 hours per week Hybrid - 2-3 days in the office We are looking for a Compliance Manager to join our Risk & Compliance team in APAC with a focus on Capital Markets. In this role you will report to the Global Capital Markets...


  • Singapore Danos Group Full time

    Job SummaryAt Danos Group, we are seeking a highly skilled Compliance Advisory Director to join our team.Lead Regulatory Compliance: Collaborate closely with management and business units to interpret intricate regulations pertaining to the firm's trading activities in Fixed Income, Commodities, and FX.Stay Ahead of Regulatory Changes: Stay abreast of...


  • Singapore Integrated Project Services Full time

    Role Overview">The Regional CQV Director will lead our growth efforts in Singapore, a newly created role reflecting IPS dedication to delivering exceptional solutions while solidifying its position as a global industry leader.">This senior leadership position reports directly to the Managing Director, Matthew Shippey, with extensive experience in the...


  • Singapore Integrated Project Services Full time

    At IPS, we are seeking a highly experienced Regional CQV Director to lead our growth efforts in APAC. This role reflects our dedication to delivering exceptional solutions while solidifying our position as a global industry leader. As a Regional CQV Director, you will be responsible for performing cGMP compliance-based services, including commissioning,...


  • Singapore DREWCORP SERVICES PTE LTD Full time

    Job SummaryWe are seeking a Director of Client Services and Team Lead to join our team at DREWCORP SERVICES PTE LTD.Company OverviewDREWCORP SERVICES PTE LTD is a reputable organization with a diverse portfolio of international and local clients. Our goal is to provide excellent service and client care while ensuring compliance aspects of our clients'...


  • Singapore WE CARE COMMUNITY SERVICES LIMITED Full time

    RESPONSIBILITIES 1. Financial management and supervision Preparation of the annual budget, reviewing it with the Treasurer and Chairman, and completing the budget process. Managing and leading the preparation, finalisation, and communication of the annual report. Managing the preparation and completion of the annual audit and audited accounts. Reviewing and...

  • Compliance executive

    2 weeks ago


    Singapore MCI Career Services Pte Ltd Full time

    Join Us at the upcoming MCI Career Fair on 29 November, 10am – 4pm at Kampung Admiralty. Discover more than 200 full-time and part-time job opportunities from the top employers. Save the Date and See You There! Responsibilities Develop and review company policies. Advise management on the company’s compliance with laws and regulations. Assess company...