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Compliance Assurance Vice President

2 months ago


Singapore HSBC Full time
Compliance Assurance Vice President Job Description

HSBC is seeking a highly skilled Compliance Assurance Vice President to join our team in Singapore. As a key member of our Compliance Assurance function, you will play a critical role in ensuring the effective management of regulatory and financial crime risks across the organization.

Key Responsibilities:
  • Contribute to the development and implementation of a global standardized Compliance Assurance approach aligned with the bank's Risk Management Framework.
  • Lead and contribute to assurance reviews across multiple Global Businesses/Functions in Singapore, managing effective relationships with key stakeholders and colleagues.
  • Provide subject matter expertise to advise colleagues on the identification of appropriate review scope and delivery of assurance activities.
  • Inform Risk Owners, Control Owners, and Risk Stewards of the design and operational effectiveness of controls within their area of oversight and control.
  • Escalate significant control deficiencies in a timely manner.
  • Proactively identify key emerging compliance risks across the Global Businesses/Functions.
  • Build strong relationships with all internal stakeholders, adopting a cohesive approach to the execution of tasks with minimum conflict.
  • Develop/maintain positive and professional relationships with external stakeholders, ensuring the independence of the assurance function.
  • Provide stakeholders with timely, concise insight into assurance activities.
  • Drive the provision of consistent MI on the issues identified through CA activities.
  • Support the production of high-quality CA deliverables, through effective quality control at each stage of the CA review life-cycle.
Requirements:
  • Internal Audit and Assurance experience with regulatory compliance and/or financial crime knowledge.
  • Relevant external financial services qualification.
  • Clear understanding of regulatory and/or financial crime compliance risk within the global financial services industry.
  • Capable of building positive and resilient partnerships with key stakeholders.
  • Lateral thinker with an ability to interpret and solve complex issues.
  • Excellent communication skills with very strong inter-personal and influencing skills.
  • Track record of working autonomously.
  • Decision-making capability.

HSBC is committed to building a culture where all employees are valued, respected, and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an inclusive and diverse environment.