Compliance Officer

Blockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...

Roles & ResponsibilitiesCompliance OfficerPrivate Equity Real Estate Project Co-ordination, Analysis & Reporting Salary: $6000 to $8000 per monthThe CompanyThe organisation is a well-established Real Estate fund manager comprising multiple product strategies across a highly-diversified portfolio of assets (logistics, office, retail, student...

**Job description for Compliance Officer Compliance function and scope below: 1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office. 2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to. 3 Develop,...

Our client is an law firm with main offices in Singapore, London, Paris, Hong Kong, etc. Area of expertise includes finance, marine and international trade, commercial litigation, etc. Our client is looking to hire a Compliance Officer, to play a key role in the Legal and Compliance team, supporting the Head of Compliance to identify and achieve compliance...

**Responsibilities**: - Keep abreast of developments in the local/head office regulatory environment and monitor the bank’s compliance with the requirements, and perform gap assessment where necessary; - Assist in the attending to and preparing reporting/replies to Head Office’s queries and circulars and local management on compliance/AML related...

**Company Overview**: LOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal and tax advisory,...

**Build your Career in Compliance** **PromiseLand Independent **is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an exciting,...

**About the role As a Compliance Officer, you will be responsible for - Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory. - Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training...

Roles & Responsibilities1. Provide support to Head of ComplianceManaging compliance risks within business operations and ensuring robust monitoring and reporting mechanisms. Perform compliance testing includes actively checking and assessing whether the established compliance measures are working effectively to ensure that the organization is meeting its...

**Roles & Responsibilities** - Legal and compliance officer required to assist in day to day compliance functions of private credit fund manager (US$3bn+ AUM) with offices in Singapore, Hong Kong and Australia - Assist in developing and maintaining suite of policies and procedures to ensure compliance with the fund management licensing regimes in Singapore...

**Responsibilities** - Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. - Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). - Promptly...

**Job Responsibilities and Duties**: - Advise the business and support functions to comply with applicable legal, regulatory and internal requirements on Compliance, AML and KYT - Provide prompt and constructive advice to business and support functions on Compliance, especially around client due diligence; ie profiling of merchant. - Keep abreast of local...

**Job Title**:Compliance Officer (Financial) **Company**:BRDGE Technology Pte Ltd **Location**:Singapore + Hong Kong **Employment Type**:Full-time BRDGE Technology is a leading fintech platform committed to delivering innovative financial solutions in compliance with Singapore's regulatory framework. We seek a dedicated and detail-oriented Compliance...

Acts as Compliance Officer and Money Laundering Reporting Officer (MLRO) for Singapore licensed trust company under its Anti-Money Laundering/Combating the Financing of Terrorism (AML-CFT) obligations. - Establishes, implements and maintains appropriate systems and controls (including documented policies and procedures) to ensure compliance with Singapore...

Roles & ResponsibilitiesCompany OverviewLOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal...

Our Client is a Wealth and Investment Company. They are looking for a Compliance Officer. The incumbent will be responsible for the Wealth Management compliance function to identify, assess, monitor, and take timely actions to ensure compliance with the requirements as mandated by the Company's policies and required by the regulator as well as manage the...

Roles & ResponsibilitiesJoin us today and make a difference in people's livesCompliance Officer – AGM RegionPOSITION SUMMARY:The Compliance Officer will interface with the AGM Business Unit (BU) senior management on a broad range of compliance issues critical to minimizing compliance risk to the company's operations. This role has substantial...

Roles & ResponsibilitiesJob Title: Compliance OfficerLocation: 2 Venture Drive #19-18 Vision Exchange Singapore 608526Employment Type: Full-TimeAbout UsMargin Wheeler is a powerhouse in the corporate services industry, consistently delivering exceptional value and unparalleled service to businesses of all sizes. As the best-reviewed Corporate Service...

Roles & ResponsibilitiesIts more than a job, build your Career in Compliance at PromiseLandPromiseLand Financial Advisory Private Limited is a leading financial advisory (FA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and...

Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Conduct screening and due diligence review on prospects and referral partners...