Compliance Officer

4 days ago

Singapore WINTRUST ASIA PACIFIC PTE. LTD. Full time

Acts as Compliance Officer and Money Laundering Reporting Officer (MLRO) for Singapore licensed trust company under its Anti-Money Laundering/Combating the Financing of Terrorism (AML-CFT) obligations.
- Establishes, implements and maintains appropriate systems and controls (including documented policies and procedures) to ensure compliance with Singapore AML-CFT laws and regulations.
- Provides AML-CFT compliance oversight of the trust business and all associated activities.
- Ensures regular audit of and adherence to the Group’s AML-CFT programme.
- Manage regulatory compliance and providing day to day support to business units on compliance issues, including client on-boarding and review of KYC processes.
- Ensures smooth handling and timely completion / submission of regulatory returns, surveys and questionnaires, etc
- Advises the board on an ongoing basis on all matters arising from the AML-CFT programme and, more generally, on compliance matters.
- Reports periodically to the board on the outcome of controls which are performed in accordance with the audit and control programme.
- Maintains comprehensive records of all aspects of the business impacted by compliance-driven decisions, including but not limited to client onboarding and risk classifications of clients.
- Stays abreast of the current legislation as well as the evolving regulatory landscape to ensure that all issues relating to operational and compliance matters in the conduct of our trust business are well understood and correctly applied.
- Investigates into suspicious transactions/activities and assumes primary responsibility for the reporting of suspicious activity and other regulatory reporting as needed.
- Prepares and organises appropriate training for staff on an ongoing basis to ensure AML-CFT compliance.
- Receives and processes all internal suspicious activity reports.
- Acts as the point of contact of the Monetary Authority of Singapore in matters of licence and general conduct of business.
- Prepares and liaises with the Resident Managers the response to requests received from the regulatory authorities.
- Perform any other ad-hoc tasks and project work as assigned

  • Compliance Officer

    2 weeks ago

    Singapore Drake International Full time $90,000 - $120,000 per year

    Our client is an well-known leader in the REITs space. They are currently looking for a Compliance Officer to be based in Singapore. The Role - The role is responsible for implementation of Compliance and AML/CFT program and managing the full range of matters related to compliance, governance, AML/CFT, compliance risk assessment, STR related investigations...

  • Compliance Officer, Compliance

    2 weeks ago

    Singapore CLSA Full time

    A - Posted by Alicia Neo- Recruiter **Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple...

  • Compliance Officer

    7 days ago

    Singapore TARGET PARTNERS EXECUTIVE SEARCH PTE. LTD. Full time

    Our client is the investment arm of a large international diversified group, deploying its proprietary capital in both strategic targets as well as returns-focused investment opportunities. They are seeking to hire a Compliance Officer for their Singapore office. A self starter, you will manage the compliance function and report to Company MD and to Global...

  • Compliance Officer

    2 weeks ago

    Singapore SHINHAN BANK Full time

    Monitor Bank compliance in accordance to regulatory requirements - Regulate and execute AML&CFT policy - Perform due diligence check for clients - Conduct investigation on suspicious transactions/alerts - Prepare and review AML/CFT reports - Assist in in-house AML/CFT training - Communicate with internal and external counterparties including senior...

  • Compliance Officer

    2 weeks ago

    Singapore beBeeCompliance Full time $80,000 - $120,000

    Compliance Officer Role OverviewThe Compliance Officer plays a pivotal role in ensuring adherence to regulatory requirements, fostering a robust compliance framework, and maintaining effective governance standards.

  • Compliance Officer

    2 weeks ago

    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

  • Compliance Officer

    3 days ago

    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

  • Compliance Officer

    5 days ago

    Singapore Cantor Fitzgerald Full time

    Overview Compliance Officer – Asset Management Compliance (APAC)Location: Singapore Cantor Fitzgerald, a leading global financial services firm with a long-standing reputation for excellence, innovation, and integrity, is seeking a talented and experienced Senior Compliance Officer to join our dynamic Asset Management Compliance team in Singapore. With...

  • Compliance Officer

    2 weeks ago

    Singapore Ashford Benjamin Ltd. Full time

    Ashford Benjamin are pleased to be partnering a global Quantitative Hedge Fund who have new headcount within their APAC Compliance function. The Compliance Officer will be responsible for the full suite of compliance duties, inclusive of both trade and general compliance. Reporting to the Chief Compliance Officer, your position will include business...

  • Compliance Officer, Compliance

    2 weeks ago

    Singapore CITIC CLSA Full time $104,000 - $130,878 per year

    Position DescriptionThis is a 6-month contractual (potentially extendable) position for a period of maternity leave coverage. As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to support multiple business lines across a...