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Compliance Operations Coordinator

2 weeks ago


Singapore Recruit Avenue Full time
About Us

We are Recruit Avenue, a leading recruitment agency. We are seeking a Compliance Operations Coordinator to join our team.

Job Summary

In this role, you will assist in the implementation of Investment Suitability and Trade Surveillance Review Framework Policy Guidelines, and perform gap analysis between G&P and new regulations.

Main Responsibilities
  • Assist in the implementation of Investment Suitability and Trade Surveillance Review Framework Policy Guidelines.
  • Perform gap analysis between G&P and new regulations.
  • Provide training on internal new & revised G&P and external new regulations to CSOs, ICs, and RMs.
  • Collaborate with teams to ensure seamless communication and collaboration.
Requirements
  • Knowledge and experience with Market and Sales & Suitability Abuses preferred.
  • Competency in areas of Investment Suitability and Transaction Surveillance review.
  • Strong interpersonal skills.
  • Able to work independently with minimal supervision.
  • Organized with a keen eye for details.