Operational Risk Manager, APAC
1 week ago
JOB OVERVIEW:
Our client is a leading global commodities brokerage and financial services firm, specializing in trading, risk management, and market analysis. This role is responsible for overseeing the day-to-day management of Operational Risk in the APAC region, which includes managing all aspects of risk, proactively identifying and mitigating risks, and improving risk processes. The successful candidate will work closely with senior leaders, contribute to a strong risk culture, and drive business decisions that minimize operational risks.
RESPONSIBILITIES:
- Act as the primary point of contact for Operational Risk in the APAC region.
- Facilitate risk and control assessments, identify risks, and implement controls to mitigate exposure.
- Conduct root cause analysis of operational incidents and recommend risk mitigation strategies.
- Lead risk governance forums, ensuring effective oversight and risk trend identification.
- Prepare and present risk reports and metrics to senior management and stakeholders.
- Foster a risk-aware culture, providing expertise on operational risk initiatives.
- Ensure compliance with regulatory requirements and industry standards.
- Collaborate with business areas to create and maintain accurate Risk Registers.
- Monitor and report on operational losses and risk events, ensuring lessons learned are implemented.
- Manage Broker Losses to drive down risk exposure.
- Contribute to the development of the Operational Risk Framework and local training programs.
- Support the evaluation of new proposals and change initiatives.
Requirements:
- 6+ years of operational risk management or related experience, preferably in investment management.
- Candidates must have prior experience working in a trading house or an investment bank with direct exposure to trading or global markets functions. Familiarity with trading systems (e.g., Calypso, Murex, Bloomberg, Fidessa, or similar platforms) is essential for effective oversight of front-to-back operational risks.
- Experience in risk assessments, including both top-down and bottom-up approaches.
- Knowledge of risk methodologies (Basel, COSO, ERM) and control self-assessment tools.
- Strong communication skills with the ability to collaborate across functions and at all levels.
- Proven ability to analyze complex data, identify risks, and propose effective solutions.
- Experience in governance, risk, compliance, or internal control roles in financial services.
- Solid understanding of risk and control knowledge.
- Ability to work independently, under pressure, and manage multiple projects.
- Proficient in Excel, Word, PowerPoint; experience with GRC and Power BI is desirable.
- Self-starter, proactive, and passionate about driving cultural change.
Additional Skills:
- Strong organizational and time management skills.
- Ability to influence stakeholders at all levels.
- Ability to work collaboratively with global teams.
EA License Number: 23C1935 | EA Personnel Number: R1551292
Tell employers what skills you haveBrokerage
Risk Governance
Risk Assessment
Trend
Ability To Work Independently
Root Cause Analysis
Market Analysis
Risk Management
Trading Systems
Investment Management
Operational Risk Management
Pressure
Banking
Operational Risk
Regulatory Requirements
trading cycle
trading house
Power BI
trading tools
Financial Services
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