Head of Business Supervision(Singapore, Hong Kong)

5 days ago


Singapore STANDARD CHARTERED BANK (SINGAPORE) LIMITED Full time
Roles & Responsibilities

JOB SUMMARY

  • This role could be based in Singapore and Hong Kong. When you start the application process you will be presented with a drop down menu showing all countries, Please ensure that you select a country where the role is based.
  • Drive and embed a positive risk culture front to back including driving and delivering (with Client Journey Leads) relevant trainings for PvB SGHK
  • Supervise the business to ensure an adequate control environment, addressing key risks of the Private Bank business (i.e., CDD, Sales Suitability, Conduct, Cross Border, etc)
  • Manage the PvBSGHK Business Supervision team and ensure adequate control environment, addressing key risks of the Private Bank business (i.e., CDD, Sales Suitability, Conduct, Cross Border, etc) through deep dives, reviews, and analytics.
  • In coordination with Legal & Compliance, keeping abreast of legal and regulatory changes. Continuously review and raise the standards on internal controls in line with regulatory expectations & best in class PvB practices.
  • Work with Group Policy owners in shaping internal policies with respect to PvB Controls

RESPONSIBILITIES

Strategy

  • Drive efficiency with front office sales suitability

Business

  • Private Banking

Processes

  • Sales Suitability, Cross Border Client Engagement, Client Confidentiality, CDD/AML

People & Talent

  • Work through example and build the appropriate culture and values. Set appropriate tone and expectations from their team and work in collaboration with risk and control partners.
  • Ensure the provision of ongoing training and development of people, and ensure that holders of all critical functions are suitably skilled and qualified for their roles ensuring that they have effective supervision in place to mitigate any risks.
  • Employ, engage and retain high quality people, with succession planning for critical roles.
  • Responsibility to review team structure/capacity plans.
  • Set and monitor job descriptions and objectives for direct reports and provide feedback and rewards in line with their performance against those responsibilities and objectives

Risk Management

  • Execution responsibility for identifying, assessing, monitoring, controlling and mitigating operational and reputational risks to the Group. Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them

Governance

  • Oversee governance of PvB SGHK

Regulatory & Business Conduct

  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Lead to achieve the outcomes set out in the Bank's Conduct Principles

Our Ideal Candidate

  • 8 plus years of experience in the banking industry.
  • Sound HKMA/SFC/MAS regulatory knowledge and understanding of the private banking business.
  • Solid experience in Change Management; ability to adapt and act quickly to drive change by advocating innovative solutions
  • Product knowledge is preferred
  • Self-motivated team player, excellent analytical and problem-solving skills, with the ability to articulate and resolve complex operational issues
  • Proficiency in MS Excel, PowerPoint and Word is a must.

Role Specific Technical Competencies

  • Private Bank
  • Sales Process
  • Risk Management
  • Regulatory
  • CDD

About Standard Chartered

We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.

Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.

Together we:

  • Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
  • Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
  • Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term

What we offer

In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.

  • Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
  • Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
  • Flexible working options based around home and office locations, with flexible working patterns.
  • Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
  • A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
  • Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.

Recruitment Assessments

Some of our roles use assessments to help us understand how suitable you are for the role you've applied to. If you are invited to take an assessment, this is great news. It means your application has progressed to an important stage of our recruitment process.

Visit our careers website www.sc.com/careers

Tell employers what skills you have

Product Knowledge
Front Office
Charter
Assertive
Job Descriptions
Succession Planning
Private Banking
Group Policy
Risk Management
Sales Process
Strategy
Internal Controls
Life Insurance
Mental Health
Wellbeing
Senior Stakeholder Management
Retirement
Oral & Written Communication Skills

  • Singapore D. E. SHAW & CO. (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesOVERVIEW:The D. E. Shaw group seeks a detail-oriented and creative collaborator with well-developed communication and project management skills to join the Investor Relations team in our Hong Kong or Singapore offices. This role involves exposure to many areas of the firm and our trading strategies. It may eventually entail additional...

  • Head of Finance role

    3 weeks ago


    Singapore BEATHCHAPMAN (PTE. LTD.) Full time

    Roles & ResponsibilitiesNew headcount Regional coverage High profile roleAn expanding Family Office is seeking a Head of Finance join the team. This is a newly created role. The family office is Hong Kong headquartered with presence in Hong kong, Singapore, China, and Australia - about 10 pax in the finance team regionally. They are seeking a senior...

  • Head of People

    3 weeks ago


    Singapore ONYX SG PTE. LTD. Full time

    Roles & ResponsibilitiesJob DescriptionOur client, a leading Asia financial consultancy portal, is seeking a Head of People to join their growing team.Reporting to the group chief operating officer, the role revolves around the utilization of a wide array of tools, various processes and policies to drive a motivated workforce fulfilling the film's business...

  • Account Specialist

    3 weeks ago


    Singapore TDCX (SG) PTE. LTD. Full time

    Roles & Responsibilities#BeMoreDo you aspire for a rewarding career that lets you do more and achieve more? Unleash your full potential at work with TDCX, an award-winning and fast-growing BPO company.Work with the world’s most loved brands and be with awesome, diverse people. Be home, belong, and start your journey to #BeMore!Top reasons to work with TDCX...

  • Head, Insurance

    3 weeks ago


    Singapore CAG REGIONAL SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesAbout UsMoneyHero Group (Nasdaq: MNY) is a market leading financial products platform in Greater Southeast Asia, reaching 9.8m monthly unique users and working with more than 270 commercial partners across four markets including Singapore, Hong Kong S.A.R., The Philippines, and Taiwan.What We OfferYou will be entitled to a competitive...


  • Singapore SEEK Full time

    Head of Commercial Partnerships & Alliances APAC (Hybrid Working)This key role can be based in our offices in Malaysia, Singapore or Hong KongSEEK operates market-leading online employment marketplaces, including Jobstreet and Jobsdb in Asia. SEEK has been helping people live more fulfilling and productive working lives and helping organisations succeed for...


  • Singapore Society of Sheng Hong Welfare Services Full time

    Roles & ResponsibilitiesChildcare Teachers ($2300 - $4000) for 2025 academic yearYou have minimum EY1/EY2/L2/L1 certification. You are not looking to just implement early childhood programs but have the chance to plan and develop them. You are looking for an empathetic & nurturing environment to instil children with skills, values and a love for ...


  • Singapore Society of Sheng Hong Welfare Services Full time

    Roles & ResponsibilitiesChildcare Teachers ($2300 - $4000) for 2025 academic year! You have minimum EY1/EY2/L2/L1 certification. You are not looking to just implement early childhood programs but have the chance to plan and develop them. You are looking for an empathetic & nurturing environment to instil children with skills, values and a love...


  • Singapore Monetary Authority of Singapore Full time

    Roles & ResponsibilitiesThe Supervisory Methodologies, Tools and Analytics (SMTA) division within IMD is the centre of excellence for supervisory methodologies and analytical tools to facilitate efficient and effective supervision of financial institutions (FIs). These include frameworks on risk and impact assessment, recovery and resolution, and culture and...

  • Risk Manager

    2 weeks ago


    Singapore TANGSPAC CONSULTING PTE LTD Full time

    Roles & ResponsibilitiesWe are hiring for a reputable Chinese brokerage firm, who has won multiple awards in China.Job Description:· With the support from the Risk Management Department in Hong Kong, works as the local point person responsible for all aspects of Risk Management of the Singapore entityOn Enterprise Risk Management: Maintain the appropriate &...

  • Finance Manager

    3 weeks ago


    Singapore DADACONSULTANTS PTE. LTD. Full time

    Roles & ResponsibilitiesFinance ManagerWe are representing a leading Commodity Trading firm (Wine) in search for a Finance Manager to oversee the Singapore and Hong Kong Entity. Responsiblity:Full-set accounting, including book keeping, tax filing, income, expenses, etc. Responsible for managing the accounts of both the Singapore and Hong Kong offices. The...


  • Singapore HUAHAI CONSULT PTE. LTD. Full time

    Roles & ResponsibilitiesAbout Huahai ConsultHuahai Consult is a leading advisory firm specializing in wealth management, family office services, and cross-border financial planning. Our business focuses on three core areas: Asset Allocation and Legacy Planning: Emphasizing insurance assets, securities assets, and crypto assets. Immigration and Study...


  • Singapore YUNEX PTE. LTD. Full time

    Roles & ResponsibilitiesAs a global leader for intelligent traffic solutions, we connect the dots of a new mobility revolution.With digitalization and the use of disruptive technologies we enable cities, highway authorities, and (mobility) operators to create a new world of mobility with vehicles that are shared and connected, autonomous tunnel automation,...


  • Singapore STARX CAPITAL MARKETS PTE. LTD. Full time

    Roles & ResponsibilitiesAbout the jobStarX Capital Markets has held a Capital Market Service License from the Monetary Authority of Singapore since 2020. Along with its affiliates, StarX offers a broad range of services to corporate clients and financial institutions, including, but not limited to, Foreign Exchange Intermediary, Asset Management, Futures...

  • Regional Head of FP&A

    3 weeks ago


    Singapore LOCKTON COMPANIES (SINGAPORE) PRIVATE LIMITED Full time

    Roles & ResponsibilitiesJob PurposeThe role has a focus on developing a robust FP&A function within the Asia Regional Finance Team which is primarily based Singapore but also has associates in Hong Kong. Leading the FP&A function and managing the annual budget process. Creating a process for efficient and accurate forecasting. Establishing and developing...


  • Singapore Society of Sheng Hong Welfare Services Full time

    Roles & ResponsibilitiesKey Responsibility AreasProvide casework management to clients with varying needs, risk and safety concerns. Collaborate with internal and external stakeholders to achieve case plan outcomes. Participate/ implement group work to target client groups or other stakeholders/ agencies. Participate in community development initiatives...

  • Business Manager

    3 weeks ago


    Singapore BANK OF SINGAPORE LIMITED Full time

    Roles & ResponsibilitiesBank of Singapore opens doors to new opportunities.Start your career with Bank of Singapore as a Business Manager At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes...


  • Singapore BUSINESS SWEDEN BUSINESS SUPPORT OFFICE AB Singapore Branch Full time

    Roles & ResponsibilitiesBusiness Sweden is an organization that is 50% owned by the Swedish state and 50% by the Swedish business sector. It supports and promotes Swedish exports and investments. Our office in Singapore focuses not only on the Singapore market but also on the wider South and Southeast Asia region, with additional offices in India, Indonesia,...


  • Singapore BUSINESS SWEDEN BUSINESS SUPPORT OFFICE AB Singapore Branch Full time

    Roles & ResponsibilitiesBusiness Sweden is an organization that is 50% owned by the Swedish state and 50% by the Swedish business sector. It supports and promotes Swedish exports and investments. Our office in Singapore focuses not only on the Singapore market but also on the wider South and Southeast Asia region, with additional offices in India, Indonesia,...

  • Business Manager

    3 weeks ago


    Singapore BANK OF SINGAPORE LIMITED Full time

    Roles & ResponsibilitiesBank of Singapore opens doors to new opportunities.Start your career with Bank of Singapore as a Business Manager! At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our...