Senior Compliance Manager

1 week ago


Singapore HAYS SPECIALIST RECRUITMENT PTE. LTD. Full time
Roles & Responsibilities

Your new company

Join a leading securities company that is revolutionising the financial services industry. This organisation is dedicated to providing innovative and secure financial solutions to clients worldwide. With a strong commitment to compliance and regulatory excellence, they strive to maintain the highest standards of integrity and transparency in all our operations.

Your new role

As the Senior Compliance Manager, you will be at the forefront of the organisation's efforts to ensure regulatory compliance and uphold the highest standards of integrity. You will lead the development, implementation, and maintenance of comprehensive compliance programs that align with local regulatory requirements. Your role will involve conducting thorough risk assessments, identifying potential compliance issues, and devising effective strategies to mitigate these risks. Additionally, you will provide expert guidance and support to various departments, ensuring that all business activities comply with relevant laws and regulations. Your ability to interpret complex regulatory frameworks and translate them into actionable policies will be crucial in maintaining our company's reputation as a trusted and compliant financial services provider. You will also be responsible for training and mentoring junior compliance staff, fostering a culture of compliance throughout the organisation.

What you'll need to succeed

For you to be successful in this role you will have:

  • 8–10 years of experience in compliance within the financial services industry, preferably in a reputable securities or stockbroking firm
  • A broad knowledge of various asset classes such as Derivatives, FX, Equities, Bonds etc. would be a big advantage
  • In-depth knowledge of global regulatory frameworks and standards
  • Excellent communication and interpersonal abilities

What you'll get in return

In return for your dedication and hard work, you'll be rewarded with:

  • A highly competitive salary and performance-based bonuses
  • Opportunities for professional growth and development
  • A dynamic and inclusive work environment
  • The chance to make a significant impact in a rapidly evolving industry

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but you are looking for a new Governance position, please contact Jet Wong at +65 6027 2245 or email Jet.Wong@hays.com.sg for a confidential discussion on your career.

EA Registration No. R24124357

Company Registration No. 200609504D

EA License No. 07C3924

Tell employers what skills you have

Derivatives
Regulatory Compliance
Analytical Skills
Securities
Compliance
Bonds
Regulatory Requirements
Stakeholder Management
Financial Services
Able To Work Independently
Equities

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