Compliance Assistant Manager or Manager

2 weeks ago

Singapore JMC CAPITAL ASSET MANAGEMENT SINGAPORE PTE. LTD. Full time
Roles & Responsibilities

Position Overview

We are seeking an experienced Compliance Professional to oversee and ensure adherence to regulatory requirements, policies, and procedures in accordance with MAS guidelines. The ideal candidate will have a strong understanding of Asset Management services and related investment products, along with a keen eye for detail and a proactive approach to compliance matters.

Key Responsibilities


• Regulatory Compliance: Ensure full compliance with MAS regulations, rules, and guidelines pertaining to capital markets products.


• Policy Implementation: Develop, review, and implement compliance policies, procedures, and controls to mitigate risks and ensure adherence to regulatory standards.


• Monitoring and Reporting: Conduct regular monitoring, surveillance, and audits to identify and address any compliance issues or potential risks.


• Training and Education: Provide compliance training to staff members on relevant regulatory requirements and updates.


• Internal Advisory: Serve as a key point of contact for internal queries related to compliance matters, offering guidance and support to various departments.


• External Communication: Interface with regulatory authorities and external auditors as necessary, ensuring timely and accurate responses to inquiries and reporting requirements.


• Risk Assessment: Conduct risk assessments and assist in the development of risk management strategies to maintain a robust compliance framework.


• Stay Updated: Keep abreast of regulatory changes, industry trends, and best practices to ensure the firm's compliance practices remain up-to-date and effective.

Qualifications and Skills:


• Bachelor's degree in finance, Law, Business Administration, or related field. Advanced degrees or certifications (e.g., CAMS, ICA Diploma in Compliance, etc.) are a plus.


• Minimum of 5-8 years of experience in compliance within the financial services industry, specifically in MAS-regulated entities dealing in Fund Management


• Comprehensive knowledge of MAS regulations, guidelines, and best practices related to capital markets in fund management


• Strong analytical skills and attention to detail with the ability to interpret and apply regulatory requirements effectively.


• Excellent communication and interpersonal skills to interact with various stakeholders, both internally and externally.


• Proven ability to work independently, prioritize tasks, and handle multiple projects simultaneously.


• Ethical conduct and integrity, maintaining confidentiality and professionalism in all matters.

Tell employers what skills you have

Licensing
Asset Management
Due Diligence
Risk Assessment
Regulatory Compliance
Risk Management
Securities
Audit Compliance
Surveillance
Capital Markets
Compliance
compliance policy
Banking
AML
Capital
Regulatory Requirements
KYC
Screening
Audit
Financial Services

  • Commercial manager

    5 days ago

    Singapore Manager, Commercial Full time

    The Commercial Manager drives business growth through strategic planning, contract review and negotiation, product pricing, and risk management. The role optimizes profitability, ensures compliance, and fosters key stakeholder relationships. It also involves market analysis and cross-functional collaboration to enhance efficiency and identify new revenue...

  • Commercial Operations Manager

    1 day ago

    Singapore Manager, Commercial Full time

    Key ResponsibilitiesThe Commercial Manager will be responsible for:Driving Business GrowthDevelop and execute commercial strategies that align with company objectives.Identify and capitalize on new revenue streams and growth opportunities.Collaborate with cross-functional teams to improve operational efficiency.Leading Pricing StrategiesLead pricing...

  • Commercial Operations Manager

    5 days ago

    Singapore Manager, Commercial Full time

    We are seeking a talented Commercial Operations Manager to join our team. As a key member of our commercial operations team, you will be responsible for driving business growth through strategic planning, contract review and negotiation, product pricing, and risk management.The ideal candidate will have a strong understanding of financial principles,...

  • Strategic Business Growth Leader

    1 day ago

    Singapore Manager, Commercial Full time

    Job DescriptionThe Commercial Manager plays a pivotal role in driving business growth through strategic planning, contract review, and negotiation. This leader optimizes profitability, ensures compliance, and fosters key stakeholder relationships.Responsibilities:Develop and execute commercial strategies aligned with company objectives.Analyze market trends,...

  • Pricing and Profitability Specialist

    1 day ago

    Singapore Manager, Commercial Full time

    Job OverviewThe Commercial Manager is a key member of the management team, responsible for driving business growth, leading pricing strategies, and managing commercial activities.Key Skills and Qualifications:Bachelor's degree in Business, Finance, Economics, or a related field.Minimum of 7-10 years of experience in commercial management, business...

  • Business Growth Strategist

    5 days ago

    Singapore Manager, Commercial Full time

    As a Business Growth Strategist, you will be responsible for driving business growth through strategic planning, contract review and negotiation, product pricing, and risk management. The role optimizes profitability, ensures compliance, and fosters key stakeholder relationships.The Commercial Operations Manager is a critical role that involves market...

  • Sales and Marketing Leader

    5 days ago

    Singapore Manager, Commercial Full time

    This Sales and Marketing Leader position requires a seasoned professional with experience in developing and executing commercial strategies. The ideal candidate will have a proven track record in driving business growth, analyzing market trends, and leading pricing strategies.You will be responsible for building and maintaining strong relationships with key...

  • Business Development Strategist

    1 day ago

    Singapore Manager, Commercial Full time

    About the RoleThis exciting opportunity is for a Commercial Manager to join our dynamic team and contribute to driving business growth and leading pricing strategies.Key Responsibilities:Develop and execute commercial strategies aligned with company objectives.Lead pricing strategies, contract negotiations, and business development initiatives.Build and...

  • Fund Operations Manager

    18 hours ago

    Singapore ADANSONIA FUND MANAGER PRIVATE LIMITED Full time

    The Company is a Capital Market Services Licence holder regulated by the Monetary Authority of Singapore. Responsibilities: Work with CEO and manage the day to day operations of the company and funds (currently 2 Private Equity VCC’s); Act as a Representative of the Company; Oversee and manage the ongoing compliance requirements including: ...

  • Fund Operations Manager

    4 days ago

    Singapore ADANSONIA FUND MANAGER PRIVATE LIMITED Full time

    Roles & ResponsibilitiesThe Company is a Capital Market Services Licence holder regulated by the Monetary Authority of Singapore.Responsibilities:• Work with CEO and manage the day to day operations of the company and funds (currently 2 Private Equity VCC's);• Act as a Representative of the Company;• Oversee and manage the ongoing compliance...

  • Market Development Executive

    5 days ago

    Singapore Manager, Commercial Full time

    We are seeking a talented Market Development Executive to join our team. As a key member of our commercial development team, you will be responsible for driving business growth through strategic planning, contract review and negotiation, product pricing, and risk management.The ideal candidate will have a strong understanding of financial principles,...

  • (Assistant) Regional Accounting Manager

    5 days ago

    Singapore Link Compliance Full time

    Job Description: Position: (Assistant) Regional Accounting Manager Location: Tai Seng Reports to: General Manager Subordinates: 1Position Summary: This role is essential in overseeing the financial operations for Malaysia, Singapore, and the Philippines, with a focus on both e-commerce and retail business. The ideal candidate will have a strong background...

  • Regional Accounting Manager

    2 weeks ago

    Singapore Link Compliance Full time

    Position: (Assistant) Regional Accounting ManagerLocation: Tai SengReports to: General ManagerSubordinates: 1 Position Summary:This role is essential in overseeing the financial operations for Malaysia, Singapore, and the Philippines, with a focus on both e-commerce and retail business. The ideal candidate will have a strong background in finance and...

  • Regional Financial Operations Manager

    5 days ago

    Singapore Link Compliance Full time

    Job OverviewAs a Regional Financial Operations Manager at Link Compliance, you will play a pivotal role in overseeing the financial operations for Malaysia, Singapore, and the Philippines. This involves managing both e-commerce and retail business finances, ensuring efficient financial management, compliance, and strategic planning to support the company's...

  • Southeast Asia Finance Manager

    5 days ago

    Singapore Link Compliance Full time

    Leadership and CollaborationAs a Regional Financial Operations Manager at Link Compliance, you will be responsible for providing leadership and guidance to the finance team, fostering skill development and operational excellence. You will also collaborate with retail operations teams to ensure efficient store inventory management and financial...

  • Assistant Manager

    5 days ago

    Singapore Cogent Holdings Full time

    Develop, implement and review company’s compliance and risk management programs and policies. Ensure timely resolution of compliance and risk-related issues. Monitor, evaluate and ensure compliance to rules, regulations, SOPs, and policies. Guide various departments and business units in implementation and/or drafting of SOPs and policies. Conduct...

  • Compliance Assistant Manager or Manager

    18 hours ago

    Singapore JMC CAPITAL ASSET MANAGEMENT SINGAPORE PTE. LTD. Full time

    Position Overview We are seeking an experienced Compliance Professional to oversee and ensure adherence to regulatory requirements, policies, and procedures in accordance with MAS guidelines. The ideal candidate will have a strong understanding of Asset Management services and related investment products, along with a keen eye for detail and a proactive...

  • Assistant Manager

    2 weeks ago

    Singapore COGENT HOLDINGS PTE. LTD. Full time

    Roles & Responsibilities1. Develop, implement and review company’s compliance and risk management programs and policies.2. Ensure timely resolution of compliance and risk-related issues.3. Monitor, evaluate and ensure compliance to rules, regulations, SOPs, and policies.4. Guide various departments and business units in implementation and/or drafting of...

  • Compliance Manager

    7 days ago

    Singapore FLINTEX CONSULTING PTE. LTD. Full time

    Roles & ResponsibilitiesResponsibilities:We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company's diversified investment business groups. Depending on the...

  • Accounting Leadership Role

    5 days ago

    Singapore Link Compliance Full time

    Financial ManagementAs a Regional Financial Operations Manager at Link Compliance, you will be responsible for managing the financial operations for Malaysia, Singapore, and the Philippines. This includes preparing and delivering accurate financial reports, leading and managing budgeting and forecasting processes, and overseeing month-end and year-end...