associate compliance

Key Responsibilities: Compliance Reviews & Monitoring Conduct periodic compliance reviews. Document findings, track remediation actions, and maintain supporting evidence. Operational Risk, Controls & Governance Act as Departmental Compliance Operational Risk Officer (DCORO). Coordinate Compliance Risk & Control Self-Assessments (RCSA), Compliance...

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency...

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency...

Senior Associate - Compliance Solutions W Organising Institution / Firm Waystone Rolling Basis (Official) Not Specified Minimum of 3 to 4 years’ experience in financial regulatory compliance in Singapore. Good understanding of the Singapore financial sector especially in fund management, payment services, insurance broking or financial advisory. Exposure...

Senior Associate - Compliance Solutions W Organising Institution / Firm Waystone Rolling Basis (Official) Not Specified Minimum of 3 to 4 years’ experience in financial regulatory compliance in Singapore. Good understanding of the Singapore financial sector especially in fund management, payment services, insurance broking or financial advisory. Exposure...

CGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia. CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management, investment banking, equities research,...

CGS International Securities Pte. Ltd. (CGS International) is a leading financial services provider offering a wide range of securities and related services across Asia.The role focuses on compliance reviews, risk governance, and regulatory oversight within a fast-paced trading environment. The candidate will support BCP-related activities, trade...

About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's...

LaSalle is a global real estate investment manager where exceptional investment talent, deep market and sector expertise, and data-driven intelligence are applied through a disciplined fair-value framework. Enhanced by industry-leading research and sustainability insights, we deliver outperformance that meets investor needs for income, growth, and...

Company & Regional Overview LaSalle is a global real estate investment manager where exceptional investment talent, deep market and sector expertise, and data-driven intelligence are applied through a disciplined fair-value framework. Enhanced by industry-leading research and sustainability insights, we deliver outperformance that meets investor needs for...

Company & Regional Overview LaSalle is a global real estate investment manager where exceptional investment talent, deep market and sector expertise, and data-driven intelligence are applied through a disciplined fair-value framework. Enhanced by industry-leading research and sustainability insights, we deliver outperformance that meets investor needs for...

Maybank Asset Management is part of the Maybank Investment Banking Group, which has over 40 years of experience in Asia and offers a comprehensive range of financial services, including corporate finance, investment banking, debt and equity capital markets, derivatives, sales and research, and prime brokerage. Leveraging deep regional expertise and the...

We are partnering with a leading global investment management firm to appoint a Compliance Associate to support its Asia Pacific business.This is an excellent opportunity for a compliance professional with investment management experience to join an established international platform, supporting regulatory compliance, governance and risk management...

FUNDA is an AI-driven investment research firm serving global public equity markets. Our team brings together talent from leading AI companies and global hedge funds, building AI agents and core infrastructure for fundamental investment research to define the next generation of the buy-side research workflow. We are backed by tier-1 USD venture capital...

Position: Compliance Associate – Audit / Regulatory ComplianceLocation: Central – Near Raffles Place MRTWorking Hours: Monday to Friday, 9.00am to 6.00pmSalary (commensurate with experience): $S4,000 - $S$4,400 per month + Performance BonusBenefits: 14 Days Annual LeaveDuration: Permanent / Full-TimeIndustry: Professional Services / Regulatory...

ResponsibilitiesThe Associate Compliance & Regulatory Assurance Manager is responsible for providing independent compliance assurance over Razer Gold’s regulatory compliance framework, including adherence to obligations in Singapore and across other Razer Gold markets. The role focuses on compliance assurance reviews, regulatory gap analysis, and...

Senior Associate – Compliance Solutions Our client is a leading global provider of institutional governance, risk, and compliance services. We look for high-performing, self-motivated learners and leaders who thrive in a fast-paced environment and deliver excellence within our core values framework. The Role As a Senior Associate , you will manage and...

OSOME is expanding its corporate secretarial team in Singapore to support entrepreneurs and growing businesses with a full suite of services. The role focuses on entity registrations, officer changes, capital changes, dividends, annual filings, and corporate governance tasks. The ideal candidate has at least 1 year in corporate secretarial work, a diploma or...

Kroll’s Compliance Consulting practice helps clients set up firms, obtain initial authorization, and maintain ongoing compliance to navigate MAS regulations in Singapore. You will support day-to-day development and maintenance of compliance programs, draft manuals, monitor adherence, and draft regulatory reports for a portfolio of alternative asset...

Kroll’s Compliance Consulting practice helps clients set up firms, obtain initial authorization, and maintain ongoing compliance to navigate MAS regulations in Singapore. You will support day-to-day development and maintenance of compliance programs, draft manuals, monitor adherence, and draft regulatory reports for a portfolio of alternative asset...