Senior Associate

2 days ago

Singapore Waystone Full-time SGD 90,000 - SGD 150,000 Contract

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Senior Associate - Compliance Solutions

Organising Institution / Firm

Waystone

Rolling Basis (Official)

Not Specified

Minimum of 3 to 4 years’ experience in financial regulatory compliance in Singapore. Good understanding of the Singapore financial sector especially in fund management, payment services, insurance broking or financial advisory. Exposure to Singapore regulatory legislative framework especially the Securities and Futures Act, Financial Advisers Act and Payment Services Act. An internationally recognized professional qualification.

Law Firm Job

Contextual Overview

Waystone is seeking a Senior Associate - Compliance Solutions to join its Compliance Solutions Services team in Singapore. The role involves delivering compliance services to a diverse portfolio of external clients, handling license applications, ongoing compliance support, internal audits, and ad-hoc projects such as gap analyses and training within the asset management and financial regulatory sector.

Key Eligibility Criteria

Minimum of 3 to 4 years of experience in financial regulatory compliance in Singapore.
Strong understanding of the Singapore financial sector, specifically in fund management, payment services, insurance broking, or financial advisory.
Familiarity with the Singapore regulatory legislative framework, including the Securities and Futures Act, Financial Advisers Act, and Payment Services Act.
Possession of an internationally recognized professional qualification.
Proficiency in English (written and spoken) and MS Office applications (Word, Excel, Outlook, Teams).

Responsibilities & Scope of Work

Manage assigned client portfolios diligently in line with service engagement scopes and deliverables.
Assist in day-to-day support for developing, implementing, and maintaining clients' compliance programs and policies.
Monitor regulatory changes and assist clients in updating internal controls accordingly.
Communicate and liaise professionally with the MAS and other regulatory bodies, external auditors, and fund administrators.
Lead compliance projects, advisory assignments, and assist with regulatory filing requirements.
Contribute to company events and networking sessions to support business development and brand building.

Americas

Europe

Asia / Oceania

Africa