Senior Manager, Regulatory Compliance

This position reports to the Head of Compliance and Regulatory Management. The successful candidate will assist the Head with compliance risk management, the completion of strategic compliance projects such as licensing and regulatory analysis, and manage compliance programs across multiple jurisdictions.This role requires a deep understanding of compliance...

Job description Senior Manager - Compliance & Regulations, Singapore As a Senior Manager, you will assume responsibility for, although not limited to, the following activities: Project responsibilities: Lead a Regulatory & Compliance team and deliver project work across a range of clients based either from our office in Singapore or at client...

Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or review of regulatory filings and notificationsLiaise and correspond with MAS and auditorsPeriodic compliance reporting to senior management or board of directorsProvide or review compliance manualProvide or review compliance...

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual ...

Job description Our team in Asia is facing an exciting growth, and we are looking for passionate consultants to join our team in Singapore.  Sia Partners Asia is focused on delivering Operational Strategy, Change and Transformation projects for leading banking and finance clients. We are currently looking for a Senior Consultant to join our...

VP, Regulatory Compliance, Group Compliance Posting Date: 16-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe...

Job DescriptionThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global network of...

Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC Life in...

Job description Following our growth in Asia, we are growing our Risk and Regulatory Compliance team in Singapore. Responsibilities: • Support team and managers in Risk and Regulatory Compliance projects and Advisory Work: • Undertake various client engagements and ensure consistent delivery of superior client service; this includes leading and...

Job description Sia Partners is looking for a talented Management Consultant/ Senior Consultant to support our Risk, Regulatory & Compliance practice. The ideal candidate should come with experience in AML/FCC consulting. Responsibilities: Participate in projects with leading banks and Financial Institutions Conduct regulatory compliance review,...

Requisition ID: 202871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose This position supports the Manager, Regulatory Change Management & Compliance Projects APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...

Description : DEPARTMENT OVERVIEW TD Securities' (TDS) Governance & Control (G&C) team partners with the TDS businesses globally to oversee the design, implementation, maintenance, and monitoring of effective internal controls to ensure business activities remain within TD Bank's risk appetite and comply with regulatory requirements. The team is...

Job Description Supervise and oversee junior team members and review their work product Review and draft compliance documents, frameworks and templates, covering all aspects of regulatory compliance Analysing and summarising MAS publications and regulatory updates Develop training programs, with opportunities to provide training to clients Other...

We are looking to hire an equities compliance professional to join our regulatory and compliance team based in Singapore (which is part of the firm’s Legal and Regulatory Department). The candidate is expected to collaborate with colleagues in the legal and regulatory team and other internal partners (e.g. Portfolio Management, Treasury, Risk,...

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...

At Singtel, our mission is to Empower Every Generation. We are dedicated to fostering an equitable and forward-thinking work environment where our employees experience a strong sense of Belonging, to make meaningful Impact and Grow both personally and professionally. By joining Singtel, you will be part of a caring, inclusive and diverse workforce that...

Job DescriptionHealthcare Quality & Regulatory Compliance Specialist (Hybrid) AMEA Opportunity:Play a critical role in driving compliance and quality programs for Healthcare Transportation and facilities and supporting the Healthcare Quality Management System to ensure processes and systems are compliant with regional and local regulations and customer...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

We are looking for an experienced payments compliance professional to join the Amazon Payments Singapore Private Limited (APS) 2nd line Compliance Office team to invent simple solutions to difficult regulatory issues. The Compliance Manager - Payments is specifically responsible for providing regulatory compliance subject matter expertise across lines of...

What you will do Coordinate compliance with applicable laws, rules and regulations as it relates to risk reporting and gas, crude and products trading Participate in reviews of new transactions and new products and analyze the impact on compliance Develop and maintain compliance plans, policies and procedures and monitor adherence to these...