Associate/ Senior Associate, Regulatory Compliance

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...

Job DescriptionThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global network of...

Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or review of regulatory filings and notificationsLiaise and correspond with MAS and auditorsPeriodic compliance reporting to senior management or board of directorsProvide or review compliance manualProvide or review compliance...

Excellent Opportunity to be a part of the Fixed Income Compliance team  Job Summary: As a Vice President in a line of business Compliance team covering Fixed Income, Currency and Commodities (FICC) , you’ll be centrally involved in all aspects of the financial product sales and trading. You’ll work as part of a team that provide credible challenges...

Job Description Supervise and oversee junior team members and review their work product Review and draft compliance documents, frameworks and templates, covering all aspects of regulatory compliance Analysing and summarising MAS publications and regulatory updates Develop training programs, with opportunities to provide training to clients Other...

Job DescriptionThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global network of...

Associate/Senior Associate - White Collar Investigations | Singapore Our client is seeking a Associate/Senior Associate specializing in White Collar Investigations to join their team in Singapore or Hong Kong, with a preference for Singapore. The ideal candidate will have a strong background in handling complex white-collar crime investigations and...

Member for 1 year 4 months Submitted by nparnell on Jun 22 2023 Main Purpose of Job The Senior Compliance Officer will be responsible for providing compliance oversight, monitoring and consultancy in respect of all MAS regulations relevant to the distribution business of SJP Singapore, as well as to research, manage and implement regulatory...

The Opportunity As a manager, the function of an Associate Director Regulatory Affairs, APAC (Asia Pacific) is to combine knowledge of scientific, regulatory and business issues to enable products that are developed, manufactured or distributed to meet required legislation. Additionally, the individual may develop and supervise regulatory...

We are looking to hire an equities compliance professional to join our regulatory and compliance team based in Singapore (which is part of the firm’s Legal and Regulatory Department). The candidate is expected to collaborate with colleagues in the legal and regulatory team and other internal partners (e.g. Portfolio Management, Treasury, Risk,...

Job Description Join our rapidly expanding team. We are looking for Senior Tax Associate to join our Tax team in Singapore. As a Senior Tax Associate, you will be responsible, but not limited to, preparing the tax filing documents, gathering information for tax review and performing tax research projects. You will play a crucial role in our tax team...

Job DescriptionKey ResponsibilitiesManage a portfolio of clients to ensure compliance with regulatory requirements.Provide advisory and consultancy services to clients on regulatory matters.Review and submit regulatory filings and notifications in a timely manner.Liaise with MAS and auditors to ensure compliance with regulatory requirements.Prepare and...

Position Title: Compliance, Quality and Progression Associate Director Company Overview: Embark on a transformative journey with Study Group, a global leader in international education. We empower students worldwide to unlock their full potential through innovative pathways to higher education, forged in collaboration with prestigious universities...

The Compliance Associate is a key role in ensuring the integrity of our internal control framework. As a Compliance Associate, you will be responsible for performing internal audits, developing compliance policies, and providing support to Business Units to maintain internal control.Key Responsibilities:Assist in audit testing, identify internal control...

At Singtel, our mission is to Empower Every Generation. We are dedicated to fostering an equitable and forward-thinking work environment where our employees experience a strong sense of Belonging, to make meaningful Impact and Grow both personally and professionally. By joining Singtel, you will be part of a caring, inclusive and diverse workforce that...

We are seeking an Associate to support GLG’s business in SEA, in Singapore office. Associates are the engine behind GLG’s Insight Network, the world’s largest and most varied source of first-hand expertise. The Associate role is a fast-paced, expert-facing role. Associates help drive GLG’s business forward and add value through close coordination...

Job DescriptionThe purpose of the job is to review and conduct AML/KYC/PEP and Sanction Checks investigating sanction alerts and adverse media regarding clients. Reporting to Associate Director, Compliance, you will:Conduct High Risk payment, Relationship Management Agreement (RMA) and transaction monitoring reviews, and investigate potential issues...

Senior Associate, Strategy and Communications - Singapore The Opportunity As Teneo continues to grow its operations in Asia-Pacific, we are looking for a high calibre candidate to join our dynamic and professional Strategy and Communications team as a Senior Associate based in the firm's Singapore office. Teneo’s Strategy and communications...

Job description Our team in Asia is facing an exciting growth, and we are looking for passionate consultants to join our team in Singapore.  Sia Partners Asia is focused on delivering Operational Strategy, Change and Transformation projects for leading banking and finance clients. We are currently looking for a Senior Consultant to join our...

Requisition ID: 202871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose This position supports the Manager, Regulatory Change Management & Compliance Projects APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...