Associate Director, Regulatory Compliance

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual ...

Job DescriptionKey ResponsibilitiesManage a portfolio of clients to ensure compliance with regulatory requirements.Provide advisory and consultancy services to clients on regulatory matters.Review and submit regulatory filings and notifications in a timely manner.Liaise with MAS and auditors to ensure compliance with regulatory requirements.Prepare and...

Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or review of regulatory filings and notificationsLiaise and correspond with MAS and auditorsPeriodic compliance reporting to senior management or board of directorsProvide or review compliance manualProvide or review compliance...

Job DescriptionThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global network of...

This position reports to the Head of Compliance and Regulatory Management. The successful candidate will assist the Head with compliance risk management, the completion of strategic compliance projects such as licensing and regulatory analysis, and manage compliance programs across multiple jurisdictions.This role requires a deep understanding of compliance...

The Opportunity As a manager, the function of an Associate Director Regulatory Affairs, APAC (Asia Pacific) is to combine knowledge of scientific, regulatory and business issues to enable products that are developed, manufactured or distributed to meet required legislation. Additionally, the individual may develop and supervise regulatory...

Position Title: Compliance, Quality and Progression Associate Director Company Overview: Embark on a transformative journey with Study Group, a global leader in international education. We empower students worldwide to unlock their full potential through innovative pathways to higher education, forged in collaboration with prestigious universities...

We are looking to hire an equities compliance professional to join our regulatory and compliance team based in Singapore (which is part of the firm’s Legal and Regulatory Department). The candidate is expected to collaborate with colleagues in the legal and regulatory team and other internal partners (e.g. Portfolio Management, Treasury, Risk,...

Transformative Opportunity:Study Group, a global leader in international education, is seeking a highly skilled Compliance, Quality and Progression Associate Director to join its dynamic team. As a key member of the organization, you will play a pivotal role in supporting the establishment and management of business partnerships, ensuring compliance and...

Job Title: Regulatory Affairs Director Location:  Singapore Department: Regulatory Affairs Reports to: Vice President of Regulatory Affairs Position Summary: Our client is seeking an experienced and strategic Regulatory Affairs Director to join the team in Singapore. The Regulatory Affairs Director will be responsible for overseeing and managing all...

Job Title: Associate Director, Quality AssuranceJob Summary:We are seeking a highly skilled Associate Director, Quality Assurance to lead our In-Market Quality team in AP. The successful candidate will be responsible for ensuring compliance with global GDP and GMP regulations, as well as maintaining strong partnerships with global and regional colleagues.Key...

VP, Regulatory Compliance, Group Compliance Posting Date: 16-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...

Requisition ID: 202871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose This position supports the Manager, Regulatory Change Management & Compliance Projects APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...

Responsibilities : Be accountable for creating and implementing a scalable compliance framework across first and second line compliance responsibilities to ensure Rapyd meets its regulatory licenses and compliance obligations for its regulated entities across APAC. Outline and implement policies, processes, systems, governance and internal controls for...

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...

Job description Following our growth in Asia, we are growing our Risk and Regulatory Compliance team in Singapore. Responsibilities: • Support team and managers in Risk and Regulatory Compliance projects and Advisory Work: • Undertake various client engagements and ensure consistent delivery of superior client service; this includes leading and...

About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role Summary:The Capital Markets Chief Admin Offices comprises the Risk, Resiliency and...

Description : DEPARTMENT OVERVIEW TD Securities' (TDS) Governance & Control (G&C) team partners with the TDS businesses globally to oversee the design, implementation, maintenance, and monitoring of effective internal controls to ensure business activities remain within TD Bank's risk appetite and comply with regulatory requirements. The team is...

Job DescriptionThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global network of...