Vice President, Regulatory Compliance WPB
6 months ago
Some careers open more doors than others.
If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Global Asset Management, the investment management business of the HSBC Group, serves HSBC’s worldwide customer base of retail and private clients, intermediaries, corporates and institutions invested in both segregated accounts and pooled funds. Global Asset Management fulfils its purpose of connecting HSBC’s clients with investment opportunities around the world through an international network of offices in approximately 30 countries, delivering global capabilities with local market insight.
We are currently seeking a high calibre professional to join our team as a Vice President, Regulatory Compliance WPB.
Principal Responsibilities
Contribute to a compliance team to embed a customer-focused culture; supporting the asset management business to manage various RC and FCC risks, specifically in relation to alternative investments Development and continuous review for appropriateness of framework to monitor RC and FCC developments impacting AMSG Active participation and lead to drive implementation plans to quantify impacts and implement actions to address, manage and mitigate impacts of RC and FCC changes on AMSG. Ensure strong partnership with business and Compliance peers to drive and accelerate global policies, programme, guidance and procedures for AMSG Implement as required global initiatives, policies and systems that ensure that AMSG’s exposure to RC, FCC and reputational risks are managed, in a practical and effective manner Establish and implement global standards and strategic policies in region to ensure AMSG’s exposure to current risks and emerging arising risk is managed appropriately, in a commercially focused and practical manner Work closely with SGH, Regional and Global RC and FCC teams to manage Risk and Compliance matters Report significant issues to Senior Management both within asset management and compliance itself Provide risk stewardship advisory support on all alternative investment related matters Build good relationships internal and external stakeholders asset management colleagues and leadership, legal, auditors as well as regulators Requirements Solid and practical knowledge, with around 5 years of Compliance working experience in alternative investment management companies, of the relevant business and the products involved A good understanding of relevant regulations specifically, the Securities and Futures Act (“SFA”), and ideally an understanding of MAS - Guidelines on Environmental Risk Management for Asset Managers EU - Alternative Investment Fund Managers Directive EU - Sustainable Finance Disclosure Regulation Excellent advisory skills, demonstrated through having provided consultation and compliance advice on alternative investments products, processes and procedures Experience of dealing with regulatory matters and confident interaction with Regulators Able to interpret complex information and communicate highlights, succinctly to a variety of audiences, adapting style accordinglyTo be considered for this role, the relevant rights to work in Singapore is required.
-
Regulatory Compliance Vice President
1 month ago
Singapur, Singapore HSBC Full timeUnlock New Opportunities with HSBCAt HSBC, we offer a career that will take you further. Our Global Asset Management business serves our worldwide customer base, and we're seeking a high-calibre professional to join our team as a Vice President, Regulatory Compliance WPB.Key ResponsibilitiesContribute to a compliance team to embed a customer-focused culture...
-
Vice President of Private Banking Compliance
1 month ago
Singapur, Singapore First Abu Dhabi Bank Full timeJob Title: Vice President of Private Banking ComplianceJob Summary:The Vice President of Private Banking Compliance will be responsible for providing expert-level knowledge of regulatory compliance and financial crime compliance to support the Private Banking Business of First Abu Dhabi Bank PJSC in Asia.Key Responsibilities:Provide regulatory compliance...
-
Singapur, Singapore HSBC Full timeUnlock New OpportunitiesHSBC is seeking a high-calibre professional to join our team as a Senior Vice President, Regulatory Compliance. As a key member of our team, you will provide compliance advisory to the insurance business, exercising risk stewardship and fostering a strong compliance culture.Key ResponsibilitiesProvide proactive and practical advice on...
-
Senior Vice President, Regulatory Compliance
6 months ago
Singapur, Singapore HSBC Full timeSome careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC Life in...
-
Singapur, Singapore OCBC Bank Full timeManager/Assistant Vice President, Financial/ Regulatory Reporting -(240000NG) Description Job Responsibilities: To lead the team in preparation of financial and regulatory reports to Group, BNM, PIDM and other regulatory authorities; To ensure compliance with accounting standards (i.e., IFRS & MFRS), policies and regulatory guidelines and...
-
Fixed Income
6 months ago
Singapur, Singapore JPMorgan Chase & Co. Full timeJob Summary: As a Vice President in a line of business Compliance team covering Fixed Income, Currency and Commodities (FICC) , you’ll be centrally involved in all aspects of the financial product sales and trading. You’ll work as part of a team that provide credible challenges and give advice to internal stakeholders on the impact of regulatory...
-
Singapur, Singapore DBS Bank Full timeJob Title: Senior Vice President/Vice President, Technology RiskDBS Bank is seeking a highly skilled and experienced Senior Vice President/Vice President to join our Technology Risk Management team. As a key member of our team, you will play a critical role in ensuring the bank's technology risk and cybersecurity posture is enhanced.Key...
-
Singapur, Singapore HSBC Full timepbUnlock New Opportunities with HSBC/b/ppHSBC offers a career that will take you further, with opportunities, support, and rewards that will help you grow professionally and personally./ppAs an Assistant Vice President, Client Profiling, you will be part of a dynamic and innovative team that delivers on promises by providing a wide variety of life insurance...
-
Singapur, Singapore DBS Bank Full timeJob SummaryDBS Bank is seeking a highly skilled Technology Risk Specialist to join our team. As a Senior Vice President/Vice President, you will play a key role in managing technology risk and ensuring the bank's technology systems are secure and compliant with regulatory requirements.Key ResponsibilitiesPartner with first-line peers to assess and report on...
-
Debt Capital Markets Vice President
1 month ago
Singapur, Singapore MUFG Full timeDebt Capital Markets Vice PresidentMUFG is seeking a seasoned Debt Capital Markets Vice President to join our team. As a key member of our origination team, you will be responsible for developing and executing debt capital markets strategies to meet the needs of our clients.Key Responsibilities:Develop and execute debt capital markets origination strategies...
-
Vice President, Finance
6 months ago
Singapur, Singapore Tri-Cap Consulting Full timeVice President, FinanceJob Description Reporting to the Chief Financial Officer, you will be part of the Finance department, supporting the team to oversee the financial operations of the listed entity and its overseas subsidiaries, including financial planning, budgeting and forecasting, cash management, financial as well as management reporting. ...
-
Senior Vice President
5 months ago
Singapur, Singapore Teneo Full timeSenior Vice President, Strategy & Communications – Singapore The Opportunity Teneo is looking for a talented and driven Senior Vice President with a passion for strategic communications to join our Strategy and Communications team in Singapore. Teneo’s Strategy and Communications offering provides integrated communications and investor...
-
Vice President, Client Profiling Specialist
4 weeks ago
Singapur, Singapore HSBC Full timeUnlock New Opportunities with HSBCHSBC is seeking a high-calibre professional to join our team as a Vice President, Client Profiling. As a key member of our Financial Crime Compliance team, you will play a critical role in managing Financial Crime exposure from customers.Key ResponsibilitiesHead the Client Profiling, Customer Due Diligence (CDD) Unit in...
-
Vice President, Team Head
6 months ago
Singapur, Singapore HSBC Full timeSome careers grow faster than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...
-
Vice President, AFC Risk
6 months ago
Singapur, Singapore United Overseas Bank Full timeVice President, AFC Risk & Governance, Group Compliance Posting Date: 25-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...
-
Singapur, Singapore United Overseas Bank Full timeVice President, Transaction Surveillance, Group Compliance Posting Date: 01-Jun-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...
-
Compliance AML Risk Management
5 months ago
Singapur, Singapore 11112 Citibank, N.A. Singapore Full timeDescription The Compliance Anti Money Laundering Risk Management Senior Manager is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to manage a...
-
Assistant Vice President, Corporate Account Manager
6 months ago
Singapur, Singapore HSBC Full timeSome careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...
-
Regional Controller Business Manager
5 months ago
Singapur, Singapore JPMorgan Chase & Co. Full timeSeize the opportunity to join JPMorgan Chase's dynamic, fast-paced environment as a Vice President in Business Management, supporting our Asia Pacific Legal Entity Control and Product Control function. This Singapore-based role involves governance, accurate reporting across multiple dimensions and participation in key finance or business initiatives in the...
-
Asset and Wealth Management Vice President
4 weeks ago
Singapur, Singapore Goldman Sachs Full timeYOUR IMPACTThe Asset and Wealth Management Division is seeking a Vice President to join the Alternative Capital Markets team in Singapore.The team is responsible for structuring, sourcing, and capital raising for non-traditional investment opportunities offered by Goldman Sachs. These include private equity, real estate, and hedge funds, both direct...
