Associate Vice President, Compliance

1 month ago

Singapur, Singapore Clearstream Banking S.A. Singapore Branch Full time

Field of Activity

To ensure the activities of the Fund Services business line are conducted in accordance with applicable laws, regulations, circulars, and directives; and focus on regulatory and policy requirements applicable to Clearstream’s global customer base, products and services with the mission to ensure that Clearstream maintains high standards of regulatory compliance in the eyes of the customers, the public and the authorities in the markets that it serves.

Overall role is to act as tCompliance Associate Vice President,- Fund Services, covering Asia Pacific, particularly ensuring compliance with applicable laws and regulations in Singapore and Hong Kong.

Your Responsibilities:

Support projects and initiatives within compliance  Maintain, monitor and update local laws and regulations in the legal inventory and implement accordingly  Ensuring all licensed representatives of the Fund Services business in Asia Pacific file their periodic declarations on a timely basis  Provide compliance advisory support in the context of compliance related queries  Ensure the Fund Services risk assessment framework is maintained and up to date Implement and monitor the Financial Crime Prevention program that covers AML/CFT, Anti-Fraud, Anti-Bribery & Corruption, and market abuse/insider trading, including but not limited to reporting suspicious activities, providing advisory and support to the business in handling escalated queries Set up and conduct monitoring and testing activities driven by the Compliance risk assessment  Assist with collating licensing related documentation as well as reviewing licensing / exemption related documents/forms  Participate in discussions with relevant regulators  Act as point of contact for regulators’ queries on Fund Services operations and/or licence applications  Support the implementation of new products and services with compliance assessment Handle internal and external audits; and regulatory audits  Submit regulatory reports on a timely basis  Prepare reports for the respective committees in line with their defined mandates and terms of references  Represent compliance in internal committees, in local industry forums and when required, liaise with external parties such as legal advisors, business partners, auditors, regulators and customers  Prepare and conduct compliance training for Fund Services staff 

Our Requirements

Minimum 10 Years of risk management and compliance experience particularly in Singapore and Hong Kong with a focus on financial services/banking/financial market infrastructure providers  University degree, preferably business, economics, law, or any relevant field  Has relevant wholesale banking licensing application experience in Singapore, Hong Kong and/or has interacted with regulators on licensing related matters  Strong regulatory compliance experience in harmonizing compliance framework for Singapore and Hong Kong regulatory requirements  Excellent understanding of regulatory expectations, regulations and standards e.g. Hong Kong SFC / Singapore MAS requirements  Strong analytical and conceptual skills, creativity, critical thinking, as well as ability to identify problems and propose practical, cost effective solutions  Proficiency in written and spoken English; proficiency in any other languages would be an additional benefit  Team player, able to work independently on complex matters/ projects  Enjoy Working in an international and diverse team 

Location: Singapore

Why Deutsche Börse Group?

We are committed to providing a work environment where everyone feels welcome and can reach their full potential. Our standards go far beyond simply matching candidates with the right position.

Mobility

We enable you to move freely with our job tickets, job (e-)bikes and free parking opportunities.

Work environment

Collaboration, communication, or deep focus – in our modern office buildings you will find the perfect work environment. Free drinks and food and meal allowances included.

Health and wellbeing

We care for your health and wellbeing and besides various health promotion measures we offer you a group accident insurance and additional insurance offers at discounted rates.

Financial stability

We provide financial stability by offering attractive salaries, company pension schemes, participation in our Group Share Plan, as well as bonuses, subsidies and discounts.

Hybrid work

Collaborate and exchange on-site or work remotely several days a week in line with business needs and local regulations. Our hybrid working model combines the best of both worlds.

Flexible working hours

We want your job to fit your life situation and offer flexible working time models, part-time models, childcare allowance, or the possibility to study alongside your job.

Internationality

Our market infrastructures are globally connected. Working with us means collaborating with like-minded colleagues across over 60 locations from more than 100 nations.

Development

We promote individual development by offering internal development programmes, mentoring, further education and training budgets.

  • Associate Vice President, Compliance

    2 weeks ago

    Singapur, Singapore Ares Management Corporation Full time

    DescriptionOverview:The Ares Legal & Compliance Department manages Ares' global Legal, Regulatory, and Compliance functions. The Compliance and Regulatory teams work collaboratively on global regulatory matters including the Advisers Act, Investment Company Act, FINRA, regional compliance, and Financial Crimes Prevention.Role Summary:Ares is hiring an...

  • Associate Vice President, Compliance

    1 month ago

    Singapur, Singapore Ares Management Corporation Full time

    Description Overview: The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory,...

  • Associate Vice President, Compliance

    4 weeks ago

    Singapur, Singapore Ares Management Corporation Full time

    Description Overview: The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory,...

  • Vice President, Capital Partners

    2 weeks ago

    Singapur, Singapore CLSA Global Markets Pte Ltd Full time

    Vice President, Capital Partners page is loaded Vice President, Capital Partners Apply locations Singapore time type Full time posted on Posted 4 Days Ago job requisition id JR000728 Position Description: This position is responsible for the origination, analysis and execution of investments for the Asia Energy Transition Fund which will focus on private...

  • Vice President, Capital Partners

    2 weeks ago

    Singapur, Singapore CLSA Global Markets Pte Ltd Full time

    Vice President, Capital Partners page is loaded Vice President, Capital Partners Apply locations Singapore time type Full time posted on Posted 4 Days Ago job requisition id JR000728 Position Description: This position is responsible for the origination, analysis and execution of investments for the Asia Energy Transition Fund which will focus on private...

  • Vice President, Capital Partners

    2 weeks ago

    Singapur, Singapore CLSA Global Markets Pte Ltd Full time

    Vice President, Capital Partners page is loaded Vice President, Capital Partners Apply locations Singapore time type Full time posted on Posted 4 Days Ago job requisition id JR000728 Position Description: This position is responsible for the origination, analysis and execution of investments for the Asia Energy Transition Fund which will focus on private...

  • Fixed Income

    2 months ago

    Singapur, Singapore JPMorgan Chase & Co. Full time

    Job Summary: As a Vice President in a line of business Compliance team covering Fixed Income, Currency and Commodities (FICC) , you’ll be centrally involved in all aspects of the financial product sales and trading. You’ll work as part of a team that provide credible challenges and give advice to internal stakeholders on the impact of regulatory...

  • Fixed Income

    4 weeks ago

    Singapur, Singapore JPMorgan Chase & Co. Full time

    Job Summary: As a Vice President in a line of business Compliance team covering Fixed Income, Currency and Commodities (FICC) , you’ll be centrally involved in all aspects of the financial product sales and trading. You’ll work as part of a team that provide credible challenges and give advice to internal stakeholders on the impact of regulatory...

  • Assistant Vice President, Treasury

    1 month ago

    Singapur, Singapore Tri-Cap Consulting Full time

    Assistant Vice President, TreasuryJob Description Reporting to the Vice President, Treasury, you will be part of the Finance department, supporting their business predominantly in Singapore commercial real estate assets. Responsibilities  Evaluate and execute financing/refinancing requirements and documentation such as bilateral/syndicated loans, debt...

  • Assistant Vice President, Treasury

    4 weeks ago

    Singapur, Singapore Tri-Cap Consulting Full time

    Assistant Vice President, TreasuryJob Description Reporting to the Vice President, Treasury, you will be part of the Finance department, supporting their business predominantly in Singapore commercial real estate assets. Responsibilities  Evaluate and execute financing/refinancing requirements and documentation such as bilateral/syndicated loans, debt...

  • Senior Associate/Assistant Vice President, Risk Management

    2 months ago

    Singapur, Singapore TEMASEK Full time

    Overview Of The Team The Investment Review team is part of Temasek’s Portfolio Strategy & Risk Group, that provides independent evaluations of proposals to invest in private and publicly listed companies, across the globe and in a wide range of industries. Roles & Responsibilities In co-operation with investment teams, the Senior Associate /...

  • Senior Associate/Assistant Vice President, Risk Management

    4 weeks ago

    Singapur, Singapore TEMASEK Full time

    Overview Of The Team The Investment Review team is part of Temasek’s Portfolio Strategy & Risk Group, that provides independent evaluations of proposals to invest in private and publicly listed companies, across the globe and in a wide range of industries. Roles & Responsibilities In co-operation with investment teams, the Senior Associate /...

  • Vice President

    2 weeks ago

    Singapur, Singapore NTT Limited Full time

    Vice President - Head of Consulting (APAC) page is loaded Vice President - Head of Consulting (APAC) Apply locations Kallang, Singapore time type Full time posted on Posted Yesterday job requisition id R Want to be a part of our team? The main objective of the Vice President, Consulting is to enable and oversee the execution of the consulting services...

  • Vice President, Client Onboarding Transformation

    2 weeks ago

    Singapur, Singapore MUFG Bank, Ltd., Singapore Office Full time

    Vice President, Client Onboarding Transformation page is loaded Vice President, Client Onboarding Transformation Apply locations Singapore Office Marina One time type Full time posted on Posted 30+ Days Ago job requisition id -WD Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG),...

  • Vice President, Client Onboarding Transformation

    2 weeks ago

    Singapur, Singapore MUFG Bank, Ltd., Singapore Office Full time

    Vice President, Client Onboarding Transformation page is loaded Vice President, Client Onboarding Transformation Apply locations Singapore Office Marina One time type Full time posted on Posted 30+ Days Ago job requisition id -WD Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the...

  • Head of Customer Care Team

    2 weeks ago

    Singapur, Singapore OCBC Bank Full time

    Job Description - Head of Customer Care Team (Vice President) (240000QQ) Head of Customer Care Team (Vice President) - ( 240000QQ ) The Head of the Customer Care Team (Consumer Secured Lending) leads to deliver delightful customer experience, promoting customer loyalty and business growth. Key roles and responsibilities include: Design and deliver...

  • Head of Customer Care Team

    2 weeks ago

    Singapur, Singapore OCBC Bank Full time

    Job Description - Head of Customer Care Team (Vice President) (240000QQ) Head of Customer Care Team (Vice President) - ( 240000QQ ) The Head of the Customer Care Team (Consumer Secured Lending) leads to deliver delightful customer experience, promoting customer loyalty and business growth. Key roles and responsibilities include: Design and deliver...

  • Vice President, Finance

    1 month ago

    Singapur, Singapore Tri-Cap Consulting Full time

    Vice President, FinanceJob Description Reporting to the Chief Financial Officer, you will be part of the Finance department, supporting the team to oversee the financial operations of the listed entity and its overseas subsidiaries, including financial planning, budgeting and forecasting, cash management, financial as well as management reporting. ...

  • Vice President, Finance

    4 weeks ago

    Singapur, Singapore Tri-Cap Consulting Full time

    Vice President, FinanceJob Description Reporting to the Chief Financial Officer, you will be part of the Finance department, supporting the team to oversee the financial operations of the listed entity and its overseas subsidiaries, including financial planning, budgeting and forecasting, cash management, financial as well as management reporting. ...

  • Vice President, Talent Acquisition

    2 weeks ago

    Singapur, Singapore Toll (Asia) Pte Ltd Full time

    We do this to better understand how visitors use our site and to offer you a more personal experience. Please see our Privacy Policy for more information. Vice President, Talent Acquisition & Diversity page is loaded Vice President, Talent Acquisition & Diversity Apply locations Singapore Melbourne Sydney time type Full time posted on Posted Yesterday job...