Compliance Controls Testing Lead Analyst

4 days ago

Singapore UBS Full time

Singapore
- Compliance
- Group Functions

**Job Reference #**
- 290020BR

**City**
- Singapore

**Job Type**
- Full Time

**Your role**
- Are you a sharp evaluator of risk? Can you investigate complex solutions? Do you have specific experience on the Wealth Management business including it's key compliance risks?
- We're looking for a compliance controls analyst who can:
- drive or work as a team member on controls review and testing of UBS Global Wealth Management (GWM), including thematic and front-to-back,
- analyze and assess risks arising from both the business and support functions
- identify and evaluate the design, implementation and effectiveness of controls designed to address those risks
- document and communicate review findings, root causes and risks, and prepare reports of reviews for UBS senior management
- develop recommendations for items that solution owners should consider when finalizing their action plans
- review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
- successfully collaborate with peers in and across Monitoring, Surveillance and control teams
- develop and maintain relationships with senior management

**Your Career Comeback**

**Your team**
- You will be working in Monitoring, Surveillance and Controls (MS&C) in Singapore / Hong Kong. MS&C is an independent function within the 2nd line of defense, that supports Group Compliance, Regulatory and Governance (GCRG) in achieving its strategic, operational, financial and compliance objectives.
- We do this by assessing key processes as well as governance, risk management, and the control environment within the key business divisions of the APAC region.
- We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team of compliance controls specialists, is mainly responsible for reviewing compliance controls specific to financial crime, investment suitability, cross border and execution related conflicts of interests. In your role, you will be covering the reviews of GWM compliance controls.

**Your expertise**
- 7 years+ experience in audit or compliance controls testing within the financial industry. This experience could have been gained at a consulting firm, or in an internal audit or compliance controls function within a financial institution
- Strong knowledge of anti money laundering and know your client requirement for high net worth clients
- Reliable when working on your own, with sound judgment for when to escalate issues. Excellent organizational, time management and problem solving skills
- You are able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
- Willingness to keep up with industry, regulatory developments and learn new concepts and methods,
- Ability to effectively communicate with senior stakeholders.
- Have strong technical skills and knowledge on tools like Alteryx and Business Objects is preferable
- #LI-SG
- EFC-UBS

**Contact Details**
- UBS Business Solutions SA
- UBS Recruiting

  • Test Analyst/ Test Lead

    2 weeks ago

    Singapore TESCOM (SINGAPORE) SOFTWARE SYSTEMS TESTING PTE LTD. Full time

    Tescom is looking for a : Test Analyst You must have: - 4 years experience in Software Testing - Hands-on experience in implementing (from start to finish) at least one of the following transaction processing platforms for multiple countries or markets (preferably ASEAN, AU, HK): a. domestic payment system b. cross border payment system c. securities...

  • Analyst, Core Compliance Testing

    2 weeks ago

    Singapore MUFG Bank, Ltd., Singapore Office Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Compliance, Compliance Testing Group, Analyst, Singapore

    4 days ago

    Singapore Goldman Sachs Full time

    Join to apply for the Compliance, Compliance Testing Group, Associate, Singapore role at Goldman Sachs 3 days ago Be among the first 25 applicants Join to apply for the Compliance, Compliance Testing Group, Associate, Singapore role at Goldman Sachs GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk...

  • Software Test Analyst

    2 weeks ago

    Singapore TESCOM (SINGAPORE) SOFTWARE SYSTEMS TESTING PTE LTD. Full time

    **Tescom Singapore **is looking for **:Test Analysts **, to work in a number of high profile and pretigious projects for our clients. **REQUIREMENTS**: - At least 2 years’ hands-on experience in funtional software testing, specifically writing, executing and reporting test cases. Those with more than 3 years’ work experience may be considered for the...

  • Analyst, Core Compliance Testing

    2 weeks ago

    Singapore MUFG BANK, LTD. Singapore Branch Full time

    **Analyst, Core Compliance Testing** **Compliance Office for Asia (ACO) - Regional Assurance Department (RAS)** **MUFG Bank, Ltd** **Responsibilities**: The incumbent will be part of the Regional Assurance department within the Compliance Office for Asia (ACO). This role includes, but is not limited to, execution of end-to-end compliance testing and...

  • Test Analyst

    5 days ago

    Singapore TESCOM (SINGAPORE) SOFTWARE SYSTEMS TESTING PTE LTD. Full time $60,000 - $120,000 per year

    Job Description:Role & Responsibilities:Understand business and system requirements and develop various test specifications which include functional testing, system integration testing, end-to-end testing, user acceptance testing and regression testingResponsible for involving in test planning, test monitoring and control, test analysis, test design, test...

  • Test Lead

    2 weeks ago

    Singapore PURESOFTWARE PTE. LTD. Full time $90,000 - $120,000 per year

    Lead and manage end-to-end testing activities for Life Insurance Life Asia Claims systems and related integrations.Design, review, and implement test strategies, test plans, and test cases aligned with business and regulatory requirements.Coordinate with business analysts, developers, and stakeholders to ensure accurate requirement coverage and defect...

  • Test Lead

    4 days ago

    Singapore Singapore Exchange Full time

    Entity: Singapore Exchange - Location: Singapore, SG - Job Function: Operations & Technology - Job Type: Contract (Project IO) - Req ID: 2901 **Job Summary**: We are looking for an experienced and driven Test Lead to oversee the end-to-end testing lifecycle for a strategic derivatives platform initiative. This role is critical in ensuring the quality,...

  • Compliance Analyst

    1 week ago

    Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

    Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

  • SVP Business Risk Analyst

    2 weeks ago

    Singapore Citibank (Switzerland) AG Full time

    ## For additional information, please review .SVP Business Risk Analyst – Markets 1LOD Control Testing (Singapore) page is loaded## SVP Business Risk Analyst – Markets 1LOD Control Testing (Singapore)locations: Singapore Singaporetime type: Full timeposted on: Posted Todayjob requisition id: **Job Purpose**Citi Global Markets provides world-class...