Compliance Control Testing, Private Banking

Established international bank looking to hire an expansion headcount that will focus on conducting compliance testing on regulatory compliance areas (excluding AML) for the private banking business across the APAC region. The role will support the corporate and investment banking business’ compliance testing as a secondary responsibility. Some of the...

Be a pioneer in a newly setup Private banking platform of an established FI.Responsibilities Assist the Head of Compliance in the managing the compliance function for the Private banking business unit Provide advice to stakeholders and ensure the bank complies with all regulatory/legal requirements as well as internal policies Provide advice to business unit...

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space. **AVP/VP, Compliance Testing & Control **Responsibilities**: - Reports to Head of Private Wealth Compliance, APAC - Checks adherence to framework, policies, procedures and manuals of Private Wealth. - Provide regulatory advise to...

The Wealth Products and Operations Control Testing Team is responsible for the testing of controls that are designed and owned by Citi’s Wealth Product and Operations departments. The Citi Wealth business delivers a comprehensive wealth solution to clients across the wealth continuum, with integrated advice and execution, as well as traditional and...

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...

As a member of Private Bank Business Risk & Control Management (BRCM) team, you will play an important role in exercising risk oversight over front office activities through quality assurance checks. - Specifically, this role will focus on conducting quality assurance through regular/thematic testing and ongoing post transaction reviews. You may be required...

1) Responsible for account opening and maintenance in the relevant systems adhering with procedures and standard turnaround time. 2) Perform post-trade control checks on transaction executed with clients to ensure compliance with Bank's policies. 3) Maintain and ensure all documentation are complete, accurate and current while adhering to the Bank's policy...

-Job description **Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

Role purpose Control Risks supports private equity and credit, infrastructure and real assets, real estate, sovereign wealth, and development and multilateral funds, with a range of consulting services. These include transaction-specific diligence, encompassing financial crime, reputation and performance, material ESG factors, and cyber risks associated...