Private Banking
3 days ago
Established international bank looking to hire an expansion headcount that will focus on conducting compliance testing on regulatory compliance areas (excluding AML) for the private banking business across the APAC region.
The role will support the corporate and investment banking business’ compliance testing as a secondary responsibility.
Some of the key responsibilities will include:
- Develop and refresh the yearly compliance testing plan, prioritizing high-risk areas.
- Execute risk-based assurance testing to validate controls and processes that mitigate compliance risks.
- Detect and report potential control weaknesses or non-compliance findings.
- Present findings and recommendations through concise reports to improve overall compliance oversight.
To be eligible for this role you will require:
- Around 7-10 years of compliance testing or assurance experience from the private banking/wealth management industry.
- Familiar with recent regulatory changes/developments pertaining to the private banking industry.
- Able to work independently. Collaborative mindset.
EA License Number: 16S8131
Recruiter License Number: R1545180
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