Regulatory Compliance Officer, Senior Officer

3 days ago

Singapore Tangspac Full time

We are hiring for a reputable Chinese Bank.

**Key Responsibilities**:
**Compliance Operations**
- Monitor and track compliance with regulatory requirements, ensuring adherence to applicable banking laws, standards, and best practices.
- Conduct periodic reviews compliance-related processes to identify gaps and recommend corrective actions.
- Maintain up-to-date records of compliance activities, ensuring timely escalation of non-compliance issues.

**Regulatory Reporting**
- Prepare, review, and submit accurate regulatory reports in a timely manner, ensuring alignment with requirements set by local authorities.
- Liaise with internal stakeholders to ensure data accuracy and completeness for compliance reporting.

**Compliance Monitoring Program**
- Conduct periodic reviews to identify and mitigate compliance risks.
- Prepare detailed reports on monitoring outcomes and recommend corrective actions.
- Conduct ongoing surveillance and assessments of the bank's activities to identify potential risks or breaches.

**Regulatory Liaison**
- Support on regulatory liaison matters (e.g. SDIC).

**Policy Reviews**
- Assist in updating compliance policies and procedures to reflect current regulatory requirements.

**Others**:

- Support other workstreams on operational risk, business continuity management, third party management and ad-hoc duties
- Recognise Bachelor’s degree.
- Must possess good attitude, good communication skill, good analytical skill, be meticulous, display proactiveness, enjoy learning new knowledge, and working in a team environment.
- 2-4 years of experience in regulatory compliance with exposure to compliance surveillance, control room, regulatory reporting, regulatory liaison and compliance monitoring will be advantageous. Preferably in the banking or financial services industry.

Professional regulatory compliance certifications from ICTA or WMI equivalent are highly desirable.

Working location : CBD

  • Regulatory Compliance Officer

    2 weeks ago

    Singapore KS Talent Solutions Full time

    We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

  • Regulatory Compliance Officer

    3 days ago

    Singapore PAYLINKS PTE. LTD. Full time

    iPayLinks is a leading fintech company that leverages technology and innovation in our product development and service offering of payment solutions and financial services, including cross-border merchant acquiring, e-commerce marketplace payout and supply-chain financing. Headquartered in Shanghai, the company also has global offices in the US, UK, Hong...

  • Regulatory Compliance Officer

    7 days ago

    Singapore TALENTVIS SINGAPORE PTE. LTD. Full time

    Regulatory Compliance Officer Job Description In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)Business control line for the Branch's MAS-regulated activities (Capital Market Products)Second line testing of key compliance risk areas, internal controls, and transaction monitoring Oversees the third-party risk management...

  • Senior Compliance Officer, Compliance

    1 week ago

    Singapore CLSA Full time

    Overview Join to apply for the Senior Compliance Officer, Compliance role at CLSA . The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with a broad Compliance mandate spanning multiple licensed entities in Singapore and multiple business lines, including institutional cash equities sales and trading,...

  • Senior Compliance Officer

    2 weeks ago

    Singapore Xtx Markets Pte. Ltd. Full time $150,000 - $250,000 per year

    The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Chief Regulatory Compliance Officer

    3 days ago

    Singapore ALPHA LADDER GROUP PTE. LTD. Full time

    We are seeking for a highly skilled and professional **Chief Regulatory Compliance Officer /SVP & Head of Regulatory Compliance**, as part of our strong and compliant talent core in Singapore within our Digital Green Group in shaping the future of financial innovation, financial technology, and sustainable technology in alignment to our business growth in...

  • Regulatory Compliance Officer

    6 days ago

    Singapore KOOKMIN BANK CO., LTD. Singapore Branch Full time $90,000 - $120,000 per year

    We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key...

  • Senior Compliance Officer

    2 weeks ago

    Singapore Nuvei Full time

    Role Overview We are seeking a highly skilled and experienced Senior Compliance Officer & MLRO to manage aspects of regulatory compliance and financial crime prevention. This role is critical in ensuring the organisation meets its legal and regulatory obligations, with a particular focus on anti-money laundering (AML), counter-terrorist financing (CTF), and...

  • Senior Compliance Officer

    3 days ago

    Singapore XTX Markets Full time $120,000 - $200,000 per year

    The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Compliance Officer

    1 week ago

    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...