Senior Compliance Officer

1 week ago

Singapore Nuvei Full time

Role Overview We are seeking a highly skilled and experienced Senior Compliance Officer & MLRO to manage aspects of regulatory compliance and financial crime prevention. This role is critical in ensuring the organisation meets its legal and regulatory obligations, with a particular focus on anti-money laundering (AML), counter-terrorist financing (CTF), and broader conduct risks. You will act as the Money Laundering Reporting Officer and may also hold responsibility for Compliance Oversight if required. Key Responsibilities Act as the primary compliance lead for Asia, ensuring adherence to all applicable regulations, including MAS, and other regional requirements. Maintain the Compliance Monitoring Plan and oversee compliance risk assessments. Develop and implement internal policies, procedures, and controls in line with regulatory requirements and global standards. Provide regulatory advice to the business and senior management, and support new product or market launches from a compliance perspective. Serve as the appointed MLRO for Singapore, overseeing the AML/CTF framework. Conduct and manage AML risk assessments, customer due diligence (CDD/EDD), transaction monitoring, and sanctions screening processes. Investigate suspicious transactions and file STRs (Suspicious Transaction Reports) with the Commercial Affairs Department (CAD) or relevant local authority. Ensure AML training and awareness across the business. Liaise with the Monetary Authority of Singapore (MAS) and other regulators in the region as required. Prepare and deliver compliance and AML reports to senior management and the Board. Lead on regulatory inspections, audits, and inquiries. Qualifications 7+ years of experience in compliance, AML/CTF, or regulatory roles within financial services, fintech, or banking, including experience as a registered MLRO or equivalent. Strong knowledge of MAS regulatory framework, Financial Advisers Act, Securities and Futures Act, and regional regulations Demonstrated experience in handling regulatory inspections, STR filings, and high-risk customer reviews. Strong understanding of the international regulatory environment (FATF, Wolfsberg, etc.). Relevant certifications (e.g. ICA, ACAMS, or equivalent) strongly preferred. Excellent communication, stakeholder management, and leadership skills Benefits Annual leave - 23 days. Medical Insurance. Parental leave. Nuvei is an equal-opportunity employer that celebrates collaboration and innovation and is committed to developing a diverse and inclusive workplace. The team at Nuvei is comprised of a wealth of talent, skill, and ambition. We believe that employees are happiest when they’re empowered to be their true, authentic selves. So, please come as you are. We can’t wait to meet you. #J-18808-Ljbffr

  • Senior Compliance Officer, Compliance

    1 week ago

    Singapore CLSA Full time

    Overview Join to apply for the Senior Compliance Officer, Compliance role at CLSA . The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with a broad Compliance mandate spanning multiple licensed entities in Singapore and multiple business lines, including institutional cash equities sales and trading,...

  • Senior Compliance Officer

    2 weeks ago

    Singapore Xtx Markets Pte. Ltd. Full time

    The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer...

  • Senior Compliance Officer, Compliance

    1 week ago

    Singapore CLSA Global Markets Pte Ltd Full time

    Senior Compliance Officer, Compliance Apply locations: Singapore Time type: Full time Posted on: Posted 4 Days Ago Job requisition id: JR Position Description The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with the exciting opportunity to be given broad Compliance mandate which extends to a number of...

  • Senior Compliance Officer

    2 weeks ago

    Singapore Xtx Markets Pte. Ltd. Full time $150,000 - $250,000 per year

    The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Senior Compliance Officer

    1 day ago

    Singapore XTX Markets Full time $120,000 - $200,000 per year

    The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Compliance Officer

    1 week ago

    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

  • Senior/ Manager, Office of Compliance

    4 days ago

    Singapore SingHealth Group Full time

    Singapore Health Services Pte Ltd **Senior/ Manager, Office of Compliance**: - Job Category: Administration - Posting Date: 4 Mar 2025 As the Senior/ Manager in the Office of Compliance, you will play a crucial role in safeguarding SingHealth's integrity and reputation by ensuring adherence to regulatory requirements and ethical standards. Working with...

  • Senior Legal

    6 days ago

    Singapore Reeracoen Singapore Pte Ltd Full time

    Overview Job title: Senior Legal & Compliance Officer Reference ID: 36949Our client is a licensed crypto market making and fund management company. They are looking for a Senior Legal & Compliance Officer. The incumbent will lead all legal and compliance functions to ensure the company operates within the frameworks of international financial regulations,...

  • Senior Compliance Officer

    1 day ago

    Singapore Nuvei Full time $120,000 - $200,000 per year

    The world of payment processing is rapidly evolving, and businesses are looking for loyal and strategic partners to help them grow.WE ARE NUVEI. Nuvei is the Canadian fintech company accelerating the business of clients around the world. Nuvei's modular, flexible and scalable technology allows leading companies to accept next-gen payments, offer all payout...

  • Senior Compliance Officer, Compliance

    2 weeks ago

    Singapore CLSA Full time $120,000 - $180,000 per year

    Position DescriptionThe Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including, institutional cash equities sales and trading, research, futures &...