Chief Regulatory Compliance Officer
4 days ago
We are seeking for a highly skilled and professional **Chief Regulatory Compliance Officer /SVP & Head of Regulatory Compliance**, as part of our strong and compliant talent core in Singapore within our Digital Green Group in shaping the future of financial innovation, financial technology, and sustainable technology in alignment to our business growth in APAC & other regions.
The role is responsible for leading and managing over-all Singapore regulatory compliance function and improvements covering Capital Market Service Licenses (with activities including Securities, CIS, Derivatives and Custodial Services), Recognized Market Operator License and Major Payment Institution (with activities including Digital Payment Token and Cross Border payments), ensuring the company adheres to applicable laws, regulations, and internal policies while enabling business agility and innovation.
You will act as a trusted advisor to the Group CEO and senior management while shaping the compliance landscape in a fast-evolving and highly regulated industry and work closely with senior leadership and external regulators to uphold strong governance, regulatory compliance controls.
**Responsibilities**:
- Lead the overall compliance function and manage relationships with Monetary Authority of Singapore (MAS), other regulatory bodies, auditors, and market experts to ensure effective communication and compliance adherence.
- Design, develop, implement and maintain a robust compliance program tailored to the fintech industry while delivery and execution best-in-class compliance framework and programme.
- Monitor regulatory changes and assess their impact on Singapore’s operations, proactively advising senior management.
- Lead compliance risk assessments and establish controls to mitigate compliance risks across products and services.
- Evaluate issues of strategic, legal or reputational importance; provide direction on how these should be addressed or resolved effectively.
- Support senior management team and the group functions, in driving new business initiatives by providing expertise in the MAS regulatory framework.
- Drive continuous improvement initiatives by identifying efficiencies in operating practices and processes while upholding a robust control environment.
- Ensuring Platform’s products and services meet regulatory standards and supporting the growth and development of new products and services.
- Design and deliver compliance training programs to educate employees on regulatory requirements and company policies
- Represent the firm in external audits, inspections, and industry forums as required.
**Requirements**:
- Bachelor’s degree in Law, Finance, Business Administration, or related field; advanced degree or relevant certification (e.g., CAMS, CRCM, CCEP) prefered.
- Minimum of 15 years of compliance experience, with at least 8 years in a leadership role within fintech or financial services covering either CMSL or Major Payment Institutions.
- Deep knowledge of financial regulations in Singapore frameworks including the PSA and the Securities and Futures Act (SFA), MAS Notices, and Guidelines; Experience in other markets and jurisdiction is a plus,
- Deep understanding of capital markets and hands-on experience across a broad range of asset classes
- Strong understanding of fintech environment and able to adapt in fast moving atmosphere.
- Excellent leadership skills, and the ability to influence cross-functional teams.
- Subject matter expert, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on
- Proven track record managing regulator relationships and overseeing enterprise-level compliance programs.
-
Regulatory Compliance Officer
2 weeks ago
Singapore KS Talent Solutions Full timeWe are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...
-
Regulatory Compliance Specialist
20 hours ago
Singapore Trust Bank Full time $80,000 - $120,000 per yearAs a Regulatory Compliance Specialist, you'd be able to work on and solve many interesting challenges which we are facing, learn new ways of working, and help build delightful innovative products and journeys for our customers. Job Description You will be responsible for supporting the Chief Compliance Officer, in managing Regulatory Compliance (RC) and...
-
Regulatory Compliance Officer
4 days ago
Singapore PAYLINKS PTE. LTD. Full timeiPayLinks is a leading fintech company that leverages technology and innovation in our product development and service offering of payment solutions and financial services, including cross-border merchant acquiring, e-commerce marketplace payout and supply-chain financing. Headquartered in Shanghai, the company also has global offices in the US, UK, Hong...
-
Chief Officer
1 week ago
Singapore PEARL MARINE LOGISTICS PTE. LTD. Full timeResponsibilities Bridge and Deck Operations: Conduct daily bridge and deck watchkeeping. Operate and maintain deck department equipment and gears. Prepare and execute docking plans as required. Safety and Compliance: Assist the Master in implementing and monitoring the Safety Management System (SMS). Ensure adherence to health, safety, and pollution...
-
Chief Executive Officer
4 days ago
Singapore STELLAR HUMAN RESOURCES PTE. LTD. Full time**Roles & Responsibilities** - The Chief Executive Officer is invested with broad responsibilities and authority as per Corporate Governance policy and Operational guidelines. Major responsibilities include: - Strategic leadership as per the Board’ s Approval of the Corporate Plan & Compliance to Regulatory Policies and Governance; - Financial...
-
Chief Executive Officer
2 days ago
Singapore CCK NETWORK PTE. LTD. Full timeProvide inspired leadership company-wide - Make high-level decisions about policy and strategy - Report to the board of directors and keep them informed - Develop and implement operational policies and a strategic plan - Act as the primary spokesperson for the company - Develop the company’s culture and overall company vision - Help with recruiting new...
-
Regulatory Compliance Officer
7 days ago
Singapore TALENTVIS SINGAPORE PTE. LTD. Full timeRegulatory Compliance Officer Job Description In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)Business control line for the Branch's MAS-regulated activities (Capital Market Products)Second line testing of key compliance risk areas, internal controls, and transaction monitoring Oversees the third-party risk management...
-
Member Supervision Regulatory Compliance
3 days ago
Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full time $90,000 - $120,000 per yearThe candidate will support the Legal, Regulatory and Compliance Department ("LCD") and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Member Supervisiona) Lead APEX's supervision of members to ensure that they are fulfilling their obligations under the APEX Trading and Clearing Rulebooks.b) Review and strengthen frameworks,...
-
Regulatory Compliance Officer
6 days ago
Singapore KOOKMIN BANK CO., LTD. Singapore Branch Full time $90,000 - $120,000 per yearWe are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key...
-
Manager - Compliance (Regulatory Compliance)
6 days ago
Singapore HL BANK Full timeJob Responsibilities Regulatory Compliance & internal Reporting Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office (“HO”). Communicate relevant new and updated regulatory requirements to...