Compliance Executive

3 days ago


Downtown Core, Singapore Financial Alliance Pte Ltd Full time

We are looking for meticulous individuals who uphold professional and industry standards, have an eye for details, to ensure ethical practices, to monitor and rectify any lapses in business transactions.

This position is based in Singapore and required to report to office daily. Five-day work week
- AML
- Complaints handling
- Regulatory requirements
- Conduct audit on sales and advisory documents;
- Collation and reporting on audit findings;
- Perform any other independent sales audit related duties as assigned.

PREREQUISITES
- Preferably with relevant Independent Sales Audit or Compliance experience in the Financial Advisory Services industry
- Relevant experience in managing and reporting on Balanced Scorecard Framework will be an advantage
- Good communication skills in English and Mandarin
- Good writing skill
- Computer literate, knowledgeable and proficient in Microsoft Office
- Team player

**Job Types**: Full-time, Permanent

**Salary**: $2,500.00 - $3,600.00 per month

**Job Types**: Full-time, Permanent, Fresh graduate

**Salary**: $2,500.00 - $3,600.00 per month

Schedule:

- Monday to Friday

Supplemental pay types:

- Yearly bonus

Work Location: In person



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