Compliance Consultant

3 days ago

Raffles, Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

2 years exp

**Roles & Responsibilities**

**KEY RESPONSIBILITIES**:

- Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity;
- Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs;
- Assist in development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to the client, in accordance with the Firm’s regulatory requirements;
- Assist in continuously monitor relevant regulatory changes and assist clients in developing internal controls, accordingly;
- Assist to communicate and liaise with MAS and other regulatory body;
- Assist in conducting annual compliance reviews;
- Assist in preparing and submitting annual and quarterly regulatory filings;
- Proactively provide practical, business-friendly solutions for esoteric regulatory issues.

**JOBS REQUIREMENTS**
- Preferable two years of regulatory compliance experience e.g within a regulator, a regulated firm, or a consultancy
- Experience dealing with the MAS regulations, in particular the Securities and Futures Act
- Experience with building policies and procedures around specific business models
- Good understanding of the financial services industry, in particular the asset management industry
- Team player, Self-motivated and meticulous

Argus Global, a Waystone group company. Waystone, the leading provider of institutional governance, risk and compliance services to the asset management industry. Argus Global specializes in regulatory compliance and corporate services in Singapore for all type of regulated financial institutions and other businesses.

  • Business Incorporation Consultant

    2 weeks ago

    Raffles Place, Singapore KOOBIZ PTE. LTD. Full time $60,000 - $80,000 per year

    [Hiring] Corporate Services Consultant (Company Incorporation & Business Support - International Clients– Singapore) Location: Singapore or Remote Employment Type: Full-time Experience Required: Minimum 3 yearsJob Description:We are looking for a detail-oriented and client-focused Corporate Services Consultant to assist international clients in setting up...

  • Consultant, Financial Advisory

    2 weeks ago

    Raffles Place, Singapore Elitez & Associates Pte. Ltd. Full time $90,000 - $120,000 per year

    Join a high-performing financial advisory team with over 40 years of proven excellence in helping clients achieve financial success. We are expanding our dynamic team and looking for passionate professionals who are driven to make a meaningful impact in people's lives — while growing their own career in a collaborative, high-trust environment.What You'll...

  • IT Presales Consultant

    2 weeks ago

    Raffles Place, Singapore Charterhouse Resources Full time $50,000 - $70,000 per year

    Industry: Legal Technology (Legal Tech/ AI-Powered Contract Management & Legal Process Automation)Benefits SummaryThis is a full-time permanent roleMedical Leave, Medical Claim, Insurance Coverage, Annual Leaves, Variable Bonuses, Hybrid Work Environment, High Commission, Nice and Dynamic Work Environment etc.Basic Salary: $5,000 - $7,000 (Commensurate with...

  • Investment Consultant

    1 week ago

    Raffles, Singapore iFAST Corporation Full time $40,000 - $80,000 per year

    ResponsibilitiesTo work closely with wealth advisers on the management of client portfoliosTo formulate investment recommendations which are aligned with client investment objectives as well as the research house-viewTo originate and communicate profitable investment ideas and market updates to various stakeholdersTo create tailored content and presentation...

  • Manager (Sales Operations, International)

    2 weeks ago

    Raffles, Singapore CHARLES MONAT ASSOCIATES PTE. LTD. Full time

    3 years exp **Roles & Responsibilities** **Responsibilities** - Assist the Consultants in the preparation and debriefing of business trips; printing of snapshots and sales illustrations - Work with Consultants / Bankers to arrange medical booking, preparation documentations and obtain financial documentation and KYC requirements - Attend client’s medical...

  • Senior Technical Executive

    2 weeks ago

    Raffles Place, Singapore DP Architects Pte Ltd Full time $90,000 - $120,000 per year

    Job DescriptionInspects all drawings for code compliance, drafting standards and plan  presentations before submission to authorities and provide advice to colleagues  on non-compliance;Attends site / TOP inspections to ensure work site is compliant with and built  according to approved plans;Liaises with consultants and authorities on all matters...

  • Facility Manager

    2 weeks ago

    Raffles, Singapore ELITEZ & ASSOCIATES PTE. LTD. Full time

    Job Responsibilities - Provide technical expertise and act as a consultant for engineering projects, offering problem-solving solutions and advice. - Ensure compliance with statutory and regulatory policies, procedures, and regulations by reviewing and maintaining organizational policies. - Oversee and manage all operations and maintenance plans, ensuring...

  • Data & Analytics Engineering Manager

    1 day ago

    Raffles, Singapore Rackspace Full time

    Work with customers and the wider Rackspace organizations on re-thinking and re-designing IT Data landscapes using cloud-native technologies - Excellent technical architecture skills, design and deliver innovative Proof of Concepts for customers. - Support with the enhancement of delivery capabilities across the India delivery teams - Build cloud data...

  • Advisory Competency Executive

    14 hours ago

    Raffles Place, Singapore MCI Career Services Pte Ltd Full time

    Competency Executive (Hybrid | Profit Sharing)Located at Raffles PlaceMonday – Friday, 9:00 AM – 6:00 PMHybrid Work ArrangementBasic up to $4,000 (commensurate with experience)Performance Bonus (Profit Sharing)This is a newly created position to support business growth and enhance internal competency processes.Key ResponsibilitiesProvide administrative...

  • Vp, Analytics Specialist

    3 days ago

    Raffles, Singapore 3677 Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...