Compliance Consultant

2 days ago

Raffles, Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

2 years exp

**Roles & Responsibilities**

**KEY RESPONSIBILITIES**:

- Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity;
- Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs;
- Assist in development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to the client, in accordance with the Firm’s regulatory requirements;
- Assist in continuously monitor relevant regulatory changes and assist clients in developing internal controls, accordingly;
- Assist to communicate and liaise with MAS and other regulatory body;
- Assist in conducting annual compliance reviews;
- Assist in preparing and submitting annual and quarterly regulatory filings;
- Proactively provide practical, business-friendly solutions for esoteric regulatory issues.

**JOBS REQUIREMENTS**
- Preferable two years of regulatory compliance experience e.g within a regulator, a regulated firm, or a consultancy
- Experience dealing with the MAS regulations, in particular the Securities and Futures Act
- Experience with building policies and procedures around specific business models
- Good understanding of the financial services industry, in particular the asset management industry
- Team player, Self-motivated and meticulous

Argus Global, a Waystone group company. Waystone, the leading provider of institutional governance, risk and compliance services to the asset management industry. Argus Global specializes in regulatory compliance and corporate services in Singapore for all type of regulated financial institutions and other businesses.

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