Ficc Compliance

Posted by: Helen Ng Director View profile & contact Our client is a reputable financial institution with global footprints. This position is based in Singapore with compliance responsibility for the FICC business, including Fixed Income, FX and Rates, Credit Trading, Commodity, Structuring Products, Principal Investment, and Structuring Finance. You will...

**Department Overview** The FICC Technology team is responsible for the delivery of technical solutions across the Fixed Income, Foreign Exchange and Commodities (FICC) markets covering all areas of the trading operation from Sales, Trading, Operations, Risk and others. The team is over 150+ people with developers, analysts, testers and project managers in...

About Us:Huatai International Financial Holdings Company Limited ("Huatai International" or "the Company"), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group's international arm which plays as a crucial role in the group's internationalization strategy by:a) not only providing offshore...

FICC - Business Development - Director page is loaded## FICC - Business Development - Directorlocations: Singaporetime type: Full timeposted on: Posted Todayjob requisition idHuatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai...

**Job purpose**: **Key activities**: 2. Review and investigations of voice communications from sales and trading staff. 3. Review and investigations trade surveillance alerts. 4. Reviewing/improving the surveillance scenarios 5. Implementing employee Personal Account Dealing (PAD) controls and monitoring PAD activities. 6. Draft/update policies and...

Singapore - FICC Macro Trader page is loaded## Singapore - FICC Macro Traderlocations: Singaporetime type: Full timeposted on: Posted Todayjob requisition idHuatai International Financial Holdings Company Limited ("Huatai International" or "the Company"), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is...

**Job purpose**: This is a role for a junior Markets Compliance officer (2 year contract) to support the Markets Compliance team in the Singapore branch. The Markets Compliance team is primarily responsible for advising the branch on regulated activities carried out by the Treasury and the Capital Markets sales and trading teams for Fixed Income,...

About Us:Huatai International Financial Holdings Company Limited ("Huatai International" or "the Company"), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group's international arm which plays as a crucial role in the group's internationalization strategy by:a) not only providing offshore...

**JOB DESCRIPTION** Job Summary**: As a Vice President in a line of business Compliance team covering Fixed Income, Currency and Commodities (FICC), you’ll be centrally involved in all aspects of the financial product sales and trading. You’ll work as part of a team that provide credible challenges and give advice to internal stakeholders on the impact...

Posted by: Richard Aldridge Recruiter View profile & contact Working on multiple vacancies ranging from AVP to VP seniority level with international banks, focusing on financial markets compliance. If you have experience providing compliance advisory in any of the FICC products and is open to great progression opportunity with APAC regional coverage, then...