Vice President, Regulatory Consulting

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

**RESPONSIBILITIES**:
As a Vice President you will embrace change and take risks. You will solve problems, demonstrate stress tolerance and influence others in our Compliance Consulting business.
- Prepare and refine audit procedures for the conduct of audit engagements/projects across Asia-Pacific
- Execute audit procedures to assess, design and operating effectiveness of internal controls
- Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
- Writing compliance monitoring reports
- Managing regulatory reporting schedules
- Preparing compliance and operational policies and procedures
- Setting up the regulatory and governance infrastructure and assisting ongoing monitoring
- Undertaking periodic monitoring reviews at client premises
- Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
- Managing regulatory filing and reporting schedules
- Providing ad hoc regulatory advice and creative solutions
- Updating clients on regulatory change
- Networking and relationship building with industry professionals and industry bodies
- Business development with potential clients

**REQUIREMENTS**:

- Minimum 7+ years of working experience
- University degree in Accounting and Finance is preferred but not a pre-requisite
- Proven experience in a financial services regulatory compliance role, for example within a regulator, a regulated firm or a consultancy
- Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holder especially Fund Management Companies
- Preferable to have detailed understanding of any other financial services regulator’s rules and regulations
- Good understanding of financial services and the alternative asset management industry
- Strong, independent self -starter, who can influence others and collaboratively problem solve;
- Openness to change with ability to multi-task across a range of projects with shifting priorities.
- Risk tolerant, stress tolerant and comfortable working in a changing environment
- Ability to work on own initiative and as part of a team
- Leadership skills, client facing, solutions-focused skills
- Clear, logical thought processes, ability to make decisions and articulate these clearly
- Strong English oral and written communication skills
- Time management skills and ability to work within deadlines
- Solution-driven and problem-solving attitude

**Once you have applied, you will receive a survey from Career Spark to complete - this step is mandatory if you wish to be considered.**

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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