Vp, Control Room

22 hours ago


Singapore Qontelsearch Full time

As a VP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations, regulatory expectations on personal investment policy, conflicts of interest, and the Chinese wall framework.

You will also undertake control implementation in the areas of trading restrictions, performing communication surveillance, and managing policy violations.

To qualify for the role, you should possess a degree in Law, Business, or Finance with relevant Control Room Compliance experience. You should have strong knowledge of financial products, securities trading in public markets, and/or investments in private markets. Your appreciation of the global regulatory landscape and ability to analyze complex deal structures and corporate structures is a plus. Strong interpersonal skills, drive, and being a strong team player are desirable traits.

EA: 22S0952


  • Control Room Avp/vp

    2 weeks ago


    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-175938 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 2 hours ago - Excellent opportunity in a stable regional investment firm - Key senior Control Room function - Sound knowledge of global regulatory and enforcement...


  • Singapore Qontelsearch Full time

    This is an exciting opportunity for motivated individuals seeking to advance their careers with a renowned bank in the financial services sector. As a VP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations,...

  • Vp, Control Room

    2 weeks ago


    Singapore GIC Investment Full time

    Location: Singapore, SG- Job Function: Legal & Compliance Department- Job Type: Permanent- Req ID: 15368GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...


  • Singapore Pure Hong Kong Full time $120,000 - $360,000 per year

    Responsibilities:Lead efforts to identify, assess, and resolve potential and actual conflicts of interest across investment banking, capital markets, commercial banking, and mergers and acquisitions.Review equity research for both the US and Canada, ensuring adherence to relevant regulatory safe harbor rules, including SEC rules and local...

  • Rooms Controller

    1 week ago


    Singapore SHANGRI-LA HOTEL LIMITED Full time

    The Rooms Controller primarily works with Front Office, Engineering and other related divisions/departments to coordinate guestroom blockings and arrivals. **Duties and responsibilities** - Coordination Of Guest Room Assignment And Blocking To Maximize Room Revenue And Work Flow Efficiency Based On Guest Arrival And Departure Trends And Patterns - Assisting...

  • Control Room Lead

    7 days ago


    Singapore Ambition Full time

    Leading Financial Services firm - Great culture and benefits I'm currently partnered with a leading financial services firm who are looking to add an experienced Control Room Lead to their team. You will be responsible for managing legal, regulatory, compliance and reputational risks, in addition to implementing compliance programmes across insider trading...


  • Singapore Marina Bay Sands PTE. LTD. Full time

    JOB SCOPE Job Responsibilities Responsible for forwarding and receiving of all information pertaining to the department Receive, record, and distribute various reports / information Prepare assignments for morning / evening room attendants Prepare Housekeepers daily reports To coordinate with GR's room controller for unassigned room, rush room and re assign...


  • Singapore Marina Bay Sands PTE. LTD. Full time

    Job Scope Job Responsibilities Responsible for forwarding and receiving of all information pertaining to the department Receive, record, and distribute various reports / information Prepare assignments for morning / evening room attendants Prepare Housekeepers daily reports To coordinate with GR's room controller for unassigned room, rush room and re assign...

  • Svp, Control Room

    1 week ago


    Singapore GIC Investment Full time

    **Location**:Singapore, SG**Job Function**:Legal & Compliance Department**Job Type**:Permanent**Req ID**:16026 - GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...


  • Singapore AMARA SANCTUARY SENTOSA Full time

    Job description Key Responsibilities Call ManagementAnswer and route incoming calls promptly and courteously according to hotel standards.Provide clear, accurate information about hotel facilities, services and local attractions.Coordinate wake-up calls, record and relay messages, and maintain up-to-date phone directories.Monitor the switchboard and escalate...