Vp, Control Room Compliance

**Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-175938 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 2 hours ago - Excellent opportunity in a stable regional investment firm - Key senior Control Room function - Sound knowledge of global regulatory and enforcement...

Location: Singapore, SG- Job Function: Legal & Compliance Department- Job Type: Permanent- Req ID: 15368GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...

Responsibilities:Lead efforts to identify, assess, and resolve potential and actual conflicts of interest across investment banking, capital markets, commercial banking, and mergers and acquisitions.Review equity research for both the US and Canada, ensuring adherence to relevant regulatory safe harbor rules, including SEC rules and local...

Job DescriptionPurpose of the roleTo manage Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflicts of Interest via Information Barriers, Regulatory Insider Lists together with the ongoing operational management of the Watch List...

**About the role CGS-CIMB Securities (CGS-CIMB) is a leading integrated financial services provider in Asia. It is a joint venture between China Galaxy International Financial Holdings Limited, a wholly owned subsidiary of China Galaxy Securities Co. Ltd., and CIMB Group Sdn Bhd. Through a network of local offices, branches, and strategic partners, we have...

Location: Singapore, SG- Job Function: Legal & Compliance- Job Type: Permanent- Req ID: 13907**Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal, regulatory and compliance risks for GIC, and partners with the business to ensure that legal, regulatory and compliance issues and risks are identified, assessed and...

The role is within the Asia Compliance Control Room (“CCR”) which forms part of the Regional Advisory and Control Room Department in the Compliance Office for Asia (“ACO”). The role reports to the Regional Head of Control Room and works with the Asia CCR Team as well as the Global CCR Team which consist of 3 independent CCRs located at MUFG Bank:...

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...

**Job Title** - CONTROL ROOM OFFICER- **Job Type** - Full time**Required Position** - SSO**Location** - Central**Nearest MRT** - Ubi**Job Site Type** **Shift** - Rotating**Salary** - 2800 - 3000**Pay** - Gross**Payment Rate** - Monthly**Requirements**: **Responsibilities**: Managing attendance records for all UFS Employees. To monitor CCTV and alarms for...

As an AVP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations, regulatory expectations on personal investment policy, conflicts of interest, and the Chinese Wall framework. You will also undertake control...