
Compliance Manager
2 weeks ago
Job Title: Compliance Manager (Central / Core Compliance)
Location: Central, Singapore
Responsibilities:
Our client seeking a Compliance Manager focused on central/core compliance in Singapore, with responsibilities extending to the APAC region. Key duties include:
- Acting as the primary liaison with the Monetary Authority of Singapore (MAS) and other regulatory bodies.
- Researching, interpreting, and advising on compliance with laws, regulations, and guidelines applicable to brokers in Singapore.
- Drafting and implementing policies and procedures to meet MAS and exchange requirements (e.g., SGX).
- Preparing written responses to regulatory inquiries.
- Managing regulatory inspections and audits, including developing and executing remedial action plans to address any findings.
Required Qualifications and Skills
- Self-starter with strong analytical skills.
- Excellent organizational abilities with the capacity to prioritize tasks and work independently in a fast-paced environment.
- Proficient with technology and its application in business and regulatory contexts.
- Exceptional oral and written communication skills.
- Capable of developing compliance solutions that align with regulations while exercising sound business judgment.
- Collaborative team player with experience in a small team environment.
- Proven track record within a financial services regulatory agency, exchange, or licensed financial services firm.
- Familiarity with Singaporean regulatory requirements.
- A proactive attitude with a willingness to learn.
Company Benefits & Perks:
- Competitive salary, annual performance-based bonus, and stock grants.
- CPF contributions.
- Comprehensive medical insurance, including dental, specialist, and inpatient coverage.
- Generous annual leave package.
- Daily in-house lunch service with a fully stocked kitchen.
- Modern office environment with multi-monitor setups.
- Excellent work-life balance.
- Unique exposure to global financial products, markets, and clientele.
- Opportunities for career advancement and expanded job responsibilities within a growing global company.
- Hybrid work arrangements available.
- Due to Singapore MOM requirements, preference will be given to Singapore PR and Citizens in the interview process.
If this job isn't quite right for you, but you know someone who would be great for this role, why not take advantage of our referral scheme?
We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply.
https://harbridgepartners.com/referral-scheme/
Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com
Interested in this and other roles? Please send an updated resume in English to CV[@]harbridgepartners[dot]com
Or contact +852 2523 9955 – and ask for Edward Chen, Richard Liu, Cora Pang
Harbridge Partners Limited
Employment Agency License: 79129
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