Compliance Officer

Company BackgroundThe Cone Marshall Group is a global independent trustee and fiduciary service provider founded in 1998 as a law firm in New Zealand. It has grown to include multiple offices across various jurisdictions, including the United States, Hong Kong, Singapore, Dubai, Uruguay, Brazil, Switzerland, Italy, the United Kingdom, and the British Virgin...

The OpportunityThis is an exciting opportunity to work for one of the leading banks.It is an opportunity for a Compliance Officer to join their teamMNC|BankThe JobInvestigate and assess alerts/escalations for potential money mule and money laundering risk in the BankEnsure efficient identification money mules and monitoring of suspicious activities and...

Compliance OfficerAbout The CompanySing Investments & Finance Limited has 60 years of lending experience in the financing arena in Singapore. Our core activities include the acceptance of fixed and saving deposits from the public as well as the provision of loans and credit facilities to individuals and corporations, particularly the Small and Medium...

Role Overview:We are seeking a detail-oriented individual to join our Compliance team on a 3-month contract. The primary responsibility of this role is to review and resolve name screening alerts generated through our screening tools, ensuring compliance with regulatory and internal requirements.Key Responsibilities:Review name screening alerts flagged by...

Responsibilities:Investigate and assess alerts/escalations related to potential money mule and money laundering risks.Identify money mule activities and monitor suspicious transactions.Prepare and file Suspicious Transaction Reports (STRs) in a timely and accurate manner.Respond to money laundering-related queries and escalations from internal...

Compliance OfficerThe RoleWe are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the Singapore office, APAC region more broadly, and the Compliance department.This position requires a focus on...

The role This is an excellent opportunity for an experienced Chief Compliance Officer to join SANKYU (Singapore) Pte Ltd, a leading financial services provider. In this pivotal role, you will be responsible for driving the company's compliance and risk management initiatives, with a focus on the critical Business Continuity Planning (BCP) for the Private...

Responsibilities:To perform Trade and Communication surveillance review for GFM.Assist the team in the implementation/testing of trade surveillance programme of GFM for Project MASSAssist and support other members of Compliance staff where required.Assist in collating data for production orders, inquiries, management reporting and improving surveillance...

The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

Key ResponsibilitiesData ComplianceWork with stakeholders to set up practical data governance and compliance processes.Advise internal teams on implementation of new policies and procedures.Handle staff queries related to data and research compliance.Review research and non-research requests to ensure alignment with NUHS policies.User Access GovernanceAssist...