Manager, Compliance

5 days ago

Central Region, Singapore Hong Leong Bank Berhad Full time $60,000 - $120,000 per year

Overview

  • To ensure the Bank adheres to the compliance and regulatory requirements.
  • To provide regular dissemination and internal reporting of new regulations.
  • To provide for management of AML/CFT risks in the bank and participates in the prevention of financial crimes

Key Responsibilities

AML/CFT

  • Perform ongoing AML transaction monitoring including but not limited to the review, analysis and disposal of transaction monitoring alerts in accordance with the bank's processes, as well as timely escalation of alerts along with relevant information and due diligence.
  • Work with the relevant stakeholders to review and recommend segmentation, rule and scoring changes in relation to the SIRON system, and ensure they are tested appropriately prior to implementation
  • Able to analyse the latest AML typologies and trends and ensure that the existing AML framework continues to be effective in mitigating these new risks.
  • Able to provide guidance to the stakeholders on AML typologies for TM as well as scenarios for monitoring.
  • Review unusual transactions and/or activities with an analytical mind and be firm (with strong reasoning) and assertive when being challenged.
  • Reporting of approved Suspicious Transactions Reports by Head of Compliance to Suspicious Transaction
  • Reporting Office of the Commercial Affairs Department in the Singapore Police Force for the bank.
  • Covering the approval for TT and also Fund Transfers of High Risk customers including large cash deposits
  • Provide AML/CFT related training to HL Bank staff when arises.

  • Upload entities / names from local authorities such as Commercial Affairs Department, Corrupt Practice

  • Investigation Bureau and Singapore Police Force into Safewatch.

Internal Controls

  • Perform checks on relevant departments so as to ensure that procedures are complied with.
  • Review and propose enhancement to procedures where necessary.

Compliance Support on Bank Initiatives

  • Provide Compliance support on projects and initiatives, providing guidance from a regulatory perspective.
  • Review SOPs and marketing materials to ensure that they comply with the relevant regulatory requirements.

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