Compliance Officer

The RoleThe role is responsible for implementation of Compliance and AML/CFT program and managing the full range of matters related to compliance, governance, AML/CFT, compliance risk assessment, STR related investigations and compliance/AMLCFT training.The compliance Officer reports to the Head of Compliance on on-going compliance status and on any findings...

About TraditionTradition is one of the world's largest interdealer brokers in over-the-counter financial and commodity products. We are the interdealer broking arm of Compagnie Financière Tradition, listed on the Swiss stock exchange and represented in more than 30 countries worldwide. Learn more at About the RoleWe are seeking a motivated Compliance...

Compliance Officer | Beauty Retail IndustryLocation: SomersetReporting to: CEOSalary: up to SGD 7,000 + Performance Bonus (up to 2 months)Working Schedule: 5 day work week (Mon–Thurs: 9.30am–6pm, Fri: 9.30am–5.30pm)Role OverviewWe are seeking a Compliance Officer to ensure full adherence to internal policies, SOPs, and external regulatory requirements....

Mercury Consulting is an international firm engaged in business consulting, corporate, estate planning and migration services. Operating through our offices in Singapore, Cyprus and Greece, we serve a global clientele, ranging from wealthy individuals to global business groups. We have a reputation for providing exceptional client service and finding...

A leading global investment firm is seeking a Compliance Officer for a six-month contract based in Singapore. This is an exceptional opportunity to join a highly respected organisation renowned for its commitment to ethical standards and regulatory excellence.In this role, you will play a pivotal part in ensuring that all marketing materials meet stringent...

**Location** Singapore, Central Singapore **Job Type** Permanent **Salary** $3,000 - $4,000 Per Month **Date Posted** 1 hour ago Additional Details **Job ID** 6192 **Job Views** 1 Roles & Responsibilities **EMPOWERING PEOPLE TO MAKE A DIFFERENCE** At Howden, we employ talented individuals and empower them to make a real difference to the...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

Compliance OfficerAbout The CompanySing Investments & Finance Limited has 60 years of lending experience in the financing arena in Singapore. Our core activities include the acceptance of fixed and saving deposits from the public as well as the provision of loans and credit facilities to individuals and corporations, particularly the Small and Medium...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Compliance Officer (Junior)5 days (Monday - Friday)Location: RafflesBasic Salary: $2600 - $2800Responsibilities:Perform Customer Due Diligence (CDD) checks for new and existing customers.Assist with enquiries on AML/CFT procedures, customer risk assessment, and name screening.Provide guidance on matters related to the automated CDD system.Assist to update...