Compliance Officer

A leading global investment firm is seeking a Compliance Officer for a six-month contract based in Singapore. This is an exceptional opportunity to join a highly respected organisation renowned for its commitment to ethical standards and regulatory excellence.

In this role, you will play a pivotal part in ensuring that all marketing materials meet stringent regulatory requirements while supporting the buy-side business with your expertise. The position offers exposure to a collaborative team environment where your attention to detail and knowledge of financial regulations will be highly valued.

• Join a globally recognised investment firm on a six-month contract, working alongside knowledgeable professionals who value collaboration and integrity.
• Utilise your expertise in regulatory compliance to ensure all marketing materials adhere to current industry standards, directly supporting the buy-side business.
• Benefit from flexible working opportunities and the chance to contribute meaningfully within a supportive and inclusive team environment.

What you'll do:

As a Compliance Officer, you will be entrusted with the critical task of reviewing all marketing materials produced by the organisation, ensuring they align with both local and international regulatory standards.

• Conduct thorough reviews of all marketing materials to ensure full compliance with relevant regulatory requirements before release.
• Apply up-to-date knowledge of buy-side regulations to meticulously screen and monitor business activities.
• Provide dependable support to the Compliance team by assisting with ongoing monitoring processes across the buy-side business.
• Collaborate closely with internal stakeholders to clarify compliance expectations and address any queries related to marketing content.
• Maintain accurate records of compliance checks and document findings in accordance with company policies and regulatory guidelines.
• Assist in identifying potential areas of risk or non-compliance within marketing practices, offering practical recommendations for improvement.
• Stay informed about changes in local and international regulations affecting asset management, fund management, and investment management firms.
• Support training initiatives by sharing insights on best practices for regulatory compliance within the team.
• Contribute positively to a culture of transparency, responsibility, and continuous improvement within the Compliance function.

What you bring:

To excel as a Compliance Officer in this contract position, you will bring substantial experience from previous roles within financial services compliance-particularly those involving asset or fund management.

• Minimum of five years' experience working within Compliance roles in Financial Services environments, demonstrating reliability and professionalism throughout your career.
• Proven track record supporting buy-side businesses such as asset management, fund management, or investment management firms, showing deep understanding of industry nuances.
• Comprehensive knowledge of current regulatory requirements pertaining specifically to the buy-side sector, enabling you to offer valuable insights and guidance.
• Demonstrated ability to review marketing materials with precision, ensuring strict adherence to applicable laws and internal policies.
• Excellent communication skills that allow you to explain complex compliance issues clearly and empathetically to colleagues at all levels.
• Strong organisational abilities that enable you to manage multiple tasks efficiently while maintaining high standards of accuracy.
• A collaborative approach that fosters positive relationships within teams and encourages open sharing of information.
• Commitment to ongoing professional development by staying updated on changes in financial regulations relevant to your field.
• High level of integrity and discretion when handling sensitive information related to compliance matters.

What sets this company apart:

This organisation stands out as one of the world's most respected investment firms, celebrated for its unwavering commitment to ethical conduct and regulatory excellence. Employees benefit from being part of a truly inclusive workplace where teamwork is encouraged and every voice is valued. The company places great emphasis on professional growth through ongoing training opportunities and access to industry-leading resources.

What's next:

If you are ready to take on this rewarding challenge as a Compliance Officer and contribute your expertise within a supportive team environment, we encourage you to apply now

Apply today by clicking on the link provided-your next career move awaits

Do note that we will only be in touch if your application is shortlisted.

Robert Walters (Singapore) Pte Ltd

ROC No.: E | EA Licence No.: 03C5451

EA Registration No.: R ShiHua Goh