Assistant Compliance Officer AML

Junior Compliance Officer5 days (Monday - Friday)Location: RafflesBasic Salary: $2600 - $2800Responsibilities:Perform Customer Due Diligence (CDD) checks for new and existing customers.Assist with enquiries on AML/CFT procedures, customer risk assessment, and name screening.Provide guidance on matters related to the automated CDD system.Assist to update and...

2 years exp **Roles & Responsibilities** **KEY RESPONSIBILITIES**: - Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s...

Requisition ID: 199572 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the GBM AML Risk, Program team in APAC ensuring business strategies, plans and initiatives are executed/ delivered in compliance with governing regulations, internal policies and

Job Summary:We are seeking a highly motivated and detail-oriented Assistant Manager to join our Corporate Secretarial team. This role is a dual-function position, acting as both the Corporate Secretarial Manager and the firm's Registered Agent. The successful candidate will be responsible for managing a portfolio of corporate clients, ensuring compliance...

Location: Tokyo, JapanWe are a diversified global investment firm trading across equities, commodities, FX, and fixed income (bonds, credit, and rates). We employ market-neutral strategies to reduce volatility and deliver consistent, risk-adjusted returns, with an expanding presence in frontier markets.Key ResponsibilitiesDevelop and maintain compliance...

Duration: 2 - 3 Months ContractResponsibilities:Support the Front Office in account opening by conducting and updating due diligence searches.Perform ongoing name screening using tools like WorldCheck, Factiva, and Google.Provide general administrative and ad-hoc support to the Compliance team.Assist with tasks as assigned and help promote a strong...

**Responsibilities**: - Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies. - Evaluate efficiency of controls and improve them continuously. - Revise procedures, reports, etc periodically to identify hidden risks or non-conformity issues. - Draft, modify and implement company policies. -...

ResponsibilitiesConduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML/CFT. Plan,...

Requisition ID: 194843 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Compliance function in Singapore, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives....

2 years exp **Roles & Responsibilities** Associate - Admin - To attend to phone enquiries - Executive Assistant to Regional Head and Managing Director - Manage Director’s calendars, appointments, meetings and Travel - Upkeep of office and supporting various departments with other administrative tasks - Assist in onboarding process of new employees via...