Regulatory Compliance Manager

2 weeks ago

Singapore Search Ally Pte Ltd Full time

Posted by:
Lily Yang

Recruiter

View profile & contact

**RESPONSIBILITIES**:

- To provide advisory support in all compliance matters, Banking Act, Foreign Account Tax Compliance Act, Common Reporting Standards, Personal Data Protection Act.
- To implement/revise and update Compliance related policies and procedures to ensure compliance with regulations as well as Head Office’s Global Policy, and maintain the External Rule Database to register applicable regulatory obligations and maintain other registers on Regulatory Compliance-related matters.
- To set up, implement and maintain an ongoing review program for compliance, including but not limited to the issuance of checklists, worksheets and Compliance Statement on half-yearly basis to Global Head of Compliance.
- To coordinate and conduct the half yearly Compliance Self Evaluation, including preparing report for submission to Global Head of Compliance
- To conduct the review, development and implementation of a risk-based compliance monitoring programme (including surveillance and thematic reviews).
- To act as point of contact between Singapore branch and regulators, as back up to the Head of Legal & Compliance, and to assist in handling regulatory consultations and reviews, as well as MAS submission, notifications, regulatory approvals, surveys and request for information.
- To prepare compliance review reports to Senior Management, and present key findings/follow-up actions to Compliance Committee.
- To prepare presentation materials to highlight key regulatory changes or issues to Compliance Committee
- To plan and conduct relevant training to raise awareness on Singapore & HQ’s regulatory requirements among staff
- To manage corporate secretarial matters under the Compliance Act, filling of bank’s attorney and other filing requirements required by the MAS or relevant regulators.
- To maintain and manage bank’s list of MASNET users and administrators, and authorized signatory list for Singapore branch.
- To participate in compliance-related projects and/or perform any other duties as may be assigned by Head of LCD from time to time.

**REQUIREMENTS**:

- Sound working knowledge of MAS Banking Laws and Regulations (e.g. Banking Act, Securities and Futures Act, and Financial Advisers Act).
- Good understanding of corporate and/or private banking business products and processes, and be familiar with Capital Markets and related sales and suitability obligations.
- Creative, resourceful, meticulous, analytical and able to work independently with excellent verbal and report-writing skills.
- Ability to multi-task and execute tasks with a sense of urgency and with the ultimate goal of delivering tasks on time.
- Good analytical, process management and execution skills.

[EA License Number] 18C9289 | [Registration Number] R1551292

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