Regulatory Compliance Manager

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...

We are looking for an experienced Regulatory Compliance Manager where you will be the main point of contact for compliance matters related to investment management activities across APAC. Our client is one of the world's largest global investment companies that manages multiple asset classes (Hedge Funds, Private Equity, Real Estate, etc.). You will be...

**Job Scope**: - **Regulatory Advisory & Analysis**:Provide guidance on Monetary Authority of Singapore (MAS) requirements and perform gap analyses for new or revised regulations. - **Policy & Procedure Management**:Maintain and review compliance-related policies and procedures, including those submitted by other teams, ensuring alignment with regulatory...

M - Posted by Marcus Lim- Recruiter Our Client is looking for a Regulatory Compliance Manager. **Job Scope**: - **Regulatory Advisory & Analysis**:Provide guidance on Monetary Authority of Singapore (MAS) requirements and perform gap analyses for new or revised regulations. - **Policy & Procedure Management**:Maintain and review compliance-related...

PONI Financial Advisory Pte. Ltd. is seeking a highly experienced Regulatory Compliance Manager to join our team.About the RoleThis is an exciting opportunity for a seasoned professional with expertise in regulatory compliance to lead our regulatory affairs function.Key ResponsibilitiesDevelop, implement, and maintain effective policies and procedures to...

Identify and respond to local regulatory developments, engagement and policy Monitor local regulatory developments/updates issued by regulators Provide compliance advice and guidance to internal stakeholders Assess the risks associated with new or revised strategies and make recommendations to reduce risk exposure. Be the first point of contact to the...

**Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory engagement and liaison with regulators and...

OUR CLIENT European Bank WORK LOCATION Raffles Place / Downtown Core HIGHLIGHTS Excellent working environment Nurturing and understanding manager Excellent overall compensation package RESPONSIBILITIES: Involved in implementing and maintaining local compliance framework. Assist with regulatory reporting such as CRS and FATCA reporting. Conduct compliance...

This role is responsible for ensuring organization’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization’s goals **Key Responsibilities** - Work hard in hand with the business units...

**Function(s)**:Advisory**Work Type**:Permanent**Start Date for Applications**:17 Oct 2024**Closing Date for Applications**: KPMG in Singapore is part of a global organization of independent professional services firms providing Audit, Tax and Advisory services. We operate in 143 countries and territories with more than 273,000 partners and employees working...

Roles & ResponsibilitiesWe are hiring a Regulatory Compliance Officer (Senior Officer) to join the Compliance team of a leading bank. This role is ideal for a detail-oriented professional who thrives in regulatory environments and is passionate about ensuring adherence to compliance frameworks, regulatory reporting, and monitoring processes.Key...

**Regulatory Compliance Manager (AVP)** **-** **(**240001GI**)** **Description** Bank of Singapore opens doors to new opportunities. Start your career with Bank of Singapore as a **Regulatory Compliance Manager**!** At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness,...

Job OverviewThe Deputy Head of Compliance role at Venturer Group Corporate Solutions Pte. Ltd. offers a unique opportunity for a seasoned compliance professional to take on a leadership role in shaping the company's compliance strategy and practices.As a member of our senior management team, you will be responsible for developing and implementing compliance...

Roles & ResponsibilitiesKey Responsibilities and Functions:Compliance Policy Implementation and Regulatory AdherenceEnsure the bank adheres to all relevant regulatory requirements, including Corporate Banking, Financial Institutions, Trade Finance, and Private Banking. Implement and update compliance policies and procedures to align with both Head Office...

Who we are In a life without sound, our work provides meaning. As a leading provider of innovative hearing care solutions, we are not just a company that makes products: we are a team on a mission to help people enjoy the delight of hearing. To enable a life without limitations, we - through our core business brands Phonak, Unitron, Hansaton, Advanced...

Roles & ResponsibilitiesRegulatory Compliance OfficerResponsibilityEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and...

S- Posted by - Sophia Lin- Recruiter Our client, a global fintech firm is looking for a VP - Regulatory Compliance. This role is based in Singapore and is crucial for maintaining the integrity and compliance for the organization's operations. **Responsibilities**: - Act as one of the primary contact points for regulatory bodies, fostering positive...

Roles & ResponsibilitiesJob DescriptionEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and local regulatory...

Proactively manage FPSO and Project regulatory requirement stemming from regulatory authorities, Flag State, Class, etc from Bidding, Project Execution phases until handing over to Operations Department. - Lead and manage acquisitions of required approvals, certificates, permits, licenses, notifications, and consents to deliver regulatory-compliant FPSO and...