Current jobs related to Avp, Compliance Project and Regulatory - Singapore - Moody's Investors Service

  • AVP, Legal Regulatory Compliance

    6 days ago

    Singapore MetaComp Full time

    AVP, Legal Regulatory Compliance (Payments Service/ MPI)1 week ago Be among the first 25 applicants Direct message the job poster from MetaComp Overview We are seeking a highly professional and experienced AVP, Legal Regulatory Compliance to join our Legal, Risk and Compliance Department. The role involves providing legal and regulatory advice on payments...

  • AVP, Legal Regulatory Compliance

    3 weeks ago

    Singapore METACOMP PTE. LTD. Full time

    Key ResponsibilitiesA highly experienced AVP, Legal Regulatory Compliance will be part of our Legal, Risk and Compliance Department in providing advice and support on legal and regulatory compliance aspects.The role is crucial in ensuring our operations remain fully compliant with all applicable regulations, payment services and connectivity...

  • Associate/ Senior Associate, Regulatory Compliance

    1 week ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Regulatory Compliance Specialist

    1 week ago

    Singapore StriveX Full time

    S- Posted by - Suhani Malhotra- Recruiter**Regulatory Compliance Specialist (AVP)** Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance...

  • Regulatory Compliance Manager

    2 days ago

    Singapore Bank of Singapore Full time

    **Regulatory Compliance Manager (AVP)** **-** **(**240001GI**)** **Description** Bank of Singapore opens doors to new opportunities. Start your career with Bank of Singapore as a **Regulatory Compliance Manager**!** At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness,...

  • Regulatory Compliance Manager

    2 weeks ago

    Singapore Bank of Singapore Full time

    Regulatory Compliance Manager (AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration...

  • AVP, Legal Regulatory Compliance

    1 week ago

    Singapore METACOMP PTE. LTD. Full time

    Qualified lawyers with min. 4 years PQE, either as in-house counsel or with Regulatory Compliance experience, preferably within Financial Services, Payment Services, Fintech environment. Working knowledge of regulatory frameworks or compliance experience in fintech, payments, or financial services. Deep understanding of regional regulatory frameworks and...

  • AVP, Legal Regulatory Compliance

    2 weeks ago

    Singapore METACOMP PTE. LTD. Full time

    Job Description:We are seeking a highly professional and experienced AVP, Legal Regulatory Compliance to be part of our Legal, Risk and Compliance Department. This role is crucial in ensuring our operations remain fully compliant with all applicable regulations, payment services and connectivity requirements.The successful candidate will have a deep...

  • AVP, Legal Regulatory Compliance

    3 weeks ago

    Singapore METACOMP PTE. LTD. Full time

    Roles & ResponsibilitiesQualified lawyers with min. 4 years PQE, either as in-house counsel or with Regulatory Compliance experience, preferably within Financial Services, Payment Services, Fintech environment. Working knowledge of regulatory frameworks or compliance experience in fintech, payments, or financial services. Deep understanding of regional...

  • AVP, Legal Regulatory Compliance

    3 weeks ago

    Singapore METACOMP PTE. LTD. Full time

    Roles & ResponsibilitiesQualified lawyers with min. 4 years PQE, either as in-house counsel or with Regulatory Compliance experience, preferably within Financial Services, Payment Services, Fintech environment. Working knowledge of regulatory frameworks or compliance experience in fintech, payments, or financial services. Deep understanding of regional...

Avp, Compliance Project and Regulatory

3 weeks ago

Singapore Moody's Investors Service Full time

**The Role / Responsibilities**:
The Compliance Assistant Vice President (Compliance AVP) will work as a project manager in an
evolving regulatory environment within the Global Compliance Project Management and Regulatory
Filings team.

The individual will assist the Compliance team by managing projects related to regulatory
examinations, regulatory examination remediations, regulatory filings, regulatory requests for
information in jurisdictions throughout the APAC region, and by managing other compliance
projects as requested. The Compliance AVP will be responsible for:

- Managing effectively the compliance projects assigned to him/her
- Developing and maintaining project plans while working with local Compliance officers in the
- delivery of accurate and timely regulatory filings, remediation efforts, and exam or ad-hoc
- regulatory inquiries
- Managing multiple, concurrent projects at a time while adhering to the core project
- management processes and procedures within the team and maintaining a high level of
- quality and consistency for all assigned projects
- Defining and articulating clearly project scope, milestones, dates with mínimal oversight
- Ensuring efficient and effective project delivery through the use of project meetings, follow-ups, detailed and well thought out scheduling/planning efforts, identification of risks, and the production of quality project artifacts
- Providing analysis, recommendations, and assistance with implementation of process
- improvements within the Compliance Project Management and Regulatory Filings team
- Developing and maintaining effective working relationships within the Compliance
- department and with other internal and external stakeholders
- Providing accurate and timely weekly project updates using a centralized reporting system
- Supporting the APAC Compliance team as requested in various projects and initiatives
- Assisting in the preparation of periodic management reporting
- Participating in cross team initiatives within the department as requested
- Excellent written and verbal communication skills
- 5-7 years experience as a project manager within the financial services sector preferably in a compliance department or within a PMO organization working on Compliance (non-IT) projects
- Strong interest in compliance work
- Strong academics with a BA / BSc / Master’s Degree (or equivalent)
- Strong attention to detail
- Well organized and efficient, with the ability to multi-task and meet tight deadlines in a highly
- regulated environment
- Knowledge and practice of project management guidelines and principles

We will also be looking for the individual to have the following skills:

- Highest ethical standards
- Professional, pro-active, flexible, diligent and dependable
- Computer competence in Word, Excel, PowerPoint and Sharepoint
- Ability to problem solve and exercise good judgment
- Excellent interpersonal and presentation skills
- Ability to adapt to changing business and regulatory environments
- Ability to work effectively and supportively within a global team
- Ability to work independently in APAC and as part of APAC and global teams
- Ability to lead project work streams with diverse audiences
- Strong collaboration and influencing without authority skills

Compliance (Compliance)

Moody’s is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation, gender expression, gender identity or any other characteristic protected by law.

Moody’s Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that operationally support our business units. Exceptional Shared Services teams are vital to the international success of our business.