
Compliance Avp
2 days ago
**Job Details**:
**Location**
Singapore
**Salary**
Competitive Salary with unique compensation structure
**Job Type**
Permanent
**Ref**
BH-178704
**Contact**
Khai Anwar- **Contact phone**
- 6692 9359
- **Posted**
about 4 hours ago
- Excellent opportunity in a stable Asian investment house
- New Equities Compliance function, experience with cash equities a must
- Sound product and regulatory knowledge desired
Our Client is a leading Asian investment house seeking an experienced Compliance AVP with strong product and regulatory knowledge within equities and equities derivatives. You will be dissecting end-to-end processes for the Equities desk with a Compliance lens, ensuring all activities are in accordance with prevailing regulations and providing regulatory compliance support where required.**You will**:
- Have at least 5 to 7 years of relevant working experience in a regulatory compliance position at an established Financial Institution.
- Possess expert financial products knowledge, especially in cash equities. Experience with equities derivatives (including ETFs and listed options) is a plus.
- Trading floor experience will be highly advantageous
- Thrive in driving growth within a complex compliance landscape
- Be a strong communicator, able to work well with stakeholders across seniorities.
Take charge of this opportunity to welcome a new career challenge.
- EA Personnel No R2095394
- BeathChapman Pte Ltd
- License No 16S8112
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