
Compliance Officer
20 hours ago
Ø Acts as Compliance Officer and Money Laundering Reporting Officer (MLRO) for Singapore licensed trust company under its Anti-Money Laundering/Combating the Financing of Terrorism (AML-CFT) obligations.
Ø Establishes and maintains appropriate systems and controls (including documented policies and procedures) to ensure compliance with Singapore AML-CFT laws and regulations.
Ø Provides AML-CFT compliance oversight of the trust business and all associated activities.
Ø Ensures regular audit of and adherence to the Group’s AML-CFT programme.
Ø Advises the board on an ongoing basis on all matters arising from the AML-CFT programme and, more generally, on compliance matters.
Ø Reports periodically to the board on the outcome of controls which are performed in accordance with the audit and control programme.
Ø Maintains comprehensive records of all aspects of the business impacted by compliance-driven decisions, including but not limited to client onboarding and risk classifications of clients.
Ø Stays abreast of the current legislation as well as the evolving regulatory landscape to ensure that all issues relating to operational and compliance matters in the conduct of our trust business are well understood and correctly applied.
Ø Assumes primary responsibility for the reporting of suspicious activity.
Ø Prepares and organises appropriate training for staff on an ongoing basis to ensure AML-CFT compliance.
Ø Receives and processes all internal suspicious activity reports.
Ø Acts as the point of contact of the Monetary Authority of Singapore in matters of licence and general conduct of business.
Ø Prepares and liaises with the Resident Managers the response to requests received from the regulatory authorities.
Ø Assumes any other duties associated with the position.
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Compliance Officer, Compliance
20 hours ago
Singapore CITIC CLSA Full time**Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...
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Compliance Officer
2 weeks ago
Singapore TARGET PARTNERS EXECUTIVE SEARCH PTE. LTD. Full timeOur client is the investment arm of a large international diversified group, deploying its proprietary capital in both strategic targets as well as returns-focused investment opportunities. They are seeking to hire a Compliance Officer for their Singapore office. A self starter, you will manage the compliance function and report to Company MD and to Global...
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Compliance Officer
1 week ago
Singapore Schonfeld Full timeJoin to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...
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Compliance Officer
2 weeks ago
Singapore Cantor Fitzgerald Full timeOverview Compliance Officer – Asset Management Compliance (APAC)Location: Singapore Cantor Fitzgerald, a leading global financial services firm with a long-standing reputation for excellence, innovation, and integrity, is seeking a talented and experienced Senior Compliance Officer to join our dynamic Asset Management Compliance team in Singapore. With...
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Compliance Officer
1 week ago
Singapore BLOCKFORT PTE. LTD. Full timeBlockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...
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Compliance Officer
20 hours ago
Singapore NEBA PRIVATE CLIENTS PTE. LTD. Full time**Position**:Compliance Officer **Location**:Singapore **Industry**:Financial Services **Employment Type**:Full-time **About the Company**: NEBA Private Clients are a leading financial advisory firm in Singapore with offices around the world, committed to providing sound financial solutions to clients. We strive to uphold the highest standards of...
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Compliance Officer
1 week ago
Singapore ORIX INVESTMENT AND MANAGEMENT PRIVATE LIMITED Full time**Job description for Compliance Officer Compliance function and scope below: 1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office. 2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to. 3 Develop,...
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Compliance Officer
2 weeks ago
Singapore Aetos Support Services Pte. Ltd. Full time**About the role** As a Compliance Officer, you will be responsible for - Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory. - Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training...
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Compliance Officer
2 weeks ago
Singapore BIG - FOOT LOGISTIC PTE LTD Full time**Job Summary**: The Compliance officer oversees company-managed dormitory units to ensure cleanliness, hygiene, maintenance, and compliance with regulatory standards. The role involves conducting regular inspections, updating foreign workers’ movement records (home leave, exits, arrivals), and liaising with dormitory operators and internal teams. The...
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Compliance Officer
3 days ago
Singapore AETOS SUPPORT SERVICES PTE. LTD. Full time**About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...