Compliance Officer

2 weeks ago

Singapore Hudson River Trading Full time

To be successful in this role, you must be a proactive individual who is not only independent, but a strong team player. You will also be expected to communicate promptly and effectively as you collaborate with colleagues across businesses and time zones.

**Responsibilities**
- Develop and maintain compliance policies and procedures for various business lines
- Routinely audit the compliance program to ensure the Firm is meeting its responsibilities
- Research new rules and laws to ensure the Firm implements reasonable and effective compliance programs
- Assist with responses to inquiries from regulators and trading venues
- Conduct compliance risk assessments and monitoring, report on findings, providing recommendations and implementing changes where appropriate
- Review alerts generated by the surveillance system and advise on any changes to reports as required
- Monitor regulatory developments and communicate applicable details to relevant teams within the group
- Provide compliance guidance on trading and business initiatives
- Complete other ad hoc tasks or projects as assigned

**Profile**
- Bachelor's degree or higher in finance, law, or a related field
- Fluency in English required
- Exceptional verbal and written communication skills
- 5-10 years trading compliance experience, including experience dealing directly with various APAC regulators (Singapore, Korea, Hong Kong, and Australia)
- Firm understanding of risk controls and monitoring, and how they are applied to the compliance program
- Experience in the creation, development, and implementation of compliance policies and procedures for new initiatives
- Ability to efficiently and effectively communicate at all levels within the organization
- Ability to work independently, with judgement to involve management when required
- Ability to multitask and prioritize multiple projects
- Skilled in organization and attention to detail
- Must be comfortable working in a technical environment

**Culture**

Hudson River Trading (HRT) brings a scientific approach to trading financial products. We have built one of the world's most sophisticated computing environments for research and development. Our researchers are at the forefront of innovation in the world of algorithmic trading.

At HRT we welcome a variety of expertise: mathematics and computer science, physics and engineering, media and tech. We're a community of self-starters who are motivated by the excitement of being at the cutting edge of automation in every part of our organization—from trading, to business operations, to recruiting and beyond. We value openness and transparency, and celebrate great ideas from HRT veterans and new hires alike. At HRT we're friends and colleagues - whether we are sharing a meal, playing the latest board game, or writing elegant code. We embrace a culture of togetherness that extends far beyond the walls of our office.

Feel like you belong at HRT? Our goal is to find the best people and bring them together to do great work in a place where everyone is valued. HRT is proud of our diverse staff; we have offices all over the globe and benefit from our varied and unique perspectives. HRT is an equal opportunity employer; so whoever you are we'd love to get to know you.

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