Compliance Executive

7 days ago

Singapore Vastus Wealth Pte Ltd Full time

**Responsibilities**:

- Assist in identifying regulatory risks and performing compliance monitoring/surveillance across the Company’s business activities;
- Assist in monitoring regulatory developments and potential impact of regulatory changes to the Company;
- Advise business units on meeting regulatory requirements through implementation of appropriate compliance/risk policies, assisting with the design and implementation of risk/compliance management initiatives, and improving existing internal processes and procedures. This includes AML/CFT related advisories and source of wealth/funds review for high-risk clients;
- Review risk and compliance assessment returns from business units, identify trends and areas of concern and work with the business units to reduce any unacceptable exposures to regulatory risk;
- Generate compliance awareness through planning and providing compliance support through issuing internal compliance updates and training modules;
- Liaise with regulators and/or auditors on queries and inspections when required;
- Any ad-hoc duties when required

**Job Requirements**:

- At least a Bachelor’s degree and above or equivalent, preferably in Accounting, Finance, Economics or Business;
- At least 1-3 years’ experience in compliance, audit or AML/CFT related operations within the banking or financial services industry;
- Knowledge of key applicable regulations (e.g., Insurance Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations, etc) will be advantageous;
- Is disciplined in meeting timelines, takes accountability over personal and team deliverables
- Strong written and verbal communication skills with the ability to present analysis and recommendation

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