Current jobs related to Compliance Executive - Singapore - SK JEWELLERY PTE. LTD.

  • Compliance Manager

    2 weeks ago


    Singapore Konfer Executive Group Full time

    Our client is looking for an experienced Compliance Manager to help support its growth by coordinating the creation, review and implementation of policies and procedures, established by the agencies that regulate the company. In this role, you will be responsible for managing and executing the compliance function in Singapore to support growth. Familiar...


  • Singapore Executive Access Full time

    You will be required to - Manage and implement all aspects of the firm's global compliance program, including an internal compliance team and third party compliance analysts. - Assessing and responding to time-sensitive compliance-related inquiries from the senior leadership team, the legal and compliance team, the investor relations team, the operations...


  • Singapore Executive Access Full time

    P- Posted by - Paul Zhong- Recruiter My client is an international private equity firm with global presence, due to expansion, they are seeking a senior director with expertise in SEC regulations and strong background working in Private Equity firms to join them in a Global Compliance role. Do note that this role is based in Singapore You will be required...

  • Compliance Manager

    3 days ago


    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...


  • Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

    Roles & ResponsibilitiesOur client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance...


  • Singapore DN & ASSOCIATES EXECUTIVE SEARCH PTE. LTD. Full time

    Based in the north of Singapore, our Client is an industrial powerhouse committed to delivering quality, cutting edge technologies to their customers worldwide. They are looking for a Head of Legal and Compliance to join them. You will oversee the Company’s business conduct in compliance to local & international law and regulations. Managing a team, you...


  • Singapore KENSINGTON TRUST SINGAPORE LIMITED Full time

    **[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...


  • Singapore KENSINGTON TRUST SINGAPORE LIMITED Full time

    **[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...


  • Singapore KENSINGTON TRUST SINGAPORE LIMITED Full time

    **Your next opportunity** You will play a crucial role in assisting our organisation in maintaining regulatory compliance. Your responsibilities will encompass ensuring adherence to industry-specific and regulations, conducting compliance assessments, and collaborating with internal teams to implement best practices. This role offers an exceptional...


  • Singapore KENSINGTON TRUST SINGAPORE LIMITED Full time

    **Your next opportunity** You will play a crucial role in assisting our organisation in maintaining regulatory compliance. Your responsibilities will encompass ensuring adherence to industry-specific and regulations, conducting compliance assessments, and collaborating with internal teams to implement best practices. This role offers an exceptional...

Compliance Executive

2 weeks ago


Singapore SK JEWELLERY PTE. LTD. Full time

**Job Duties & Responsibilities**
- Monitor compliance with laws, regulations, and internal policies
- Investigate irregularities and non-compliance issues
- Assist in identifying systemic procedural weakness as well as ongoing enhancement and execution of the compliance program
- Conduct policy and compliance audits, which will also include liaising with internal and external auditors as well
- Check and report compliance status monthly to the relevant audience (Including the board of directors, Head of departments, and staff)
- Handling official meetings, correspondence, and liaising with regulatory bodies, and ensuring timely submission of regulatory reports.

**Job Requirements**
- Degree/Diploma or professional qualification relevant to the position will be an advantage
- Preferably with a minimum 3 years of relevant experience as audit function with audit firM/Financial institution